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Departments Editorial| Volume 101, ISSUE 9, P1662-1664, September 2020

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The Long-Term Effects of COVID-19 on Dysphagia Evaluation and Treatment

  • Martin B. Brodsky
    Affiliations
    Department of Physical Medicine and Rehabilitation, Johns Hopkins University School of Medicine, Outcomes After Critical Illness and Surgery Research Group, Johns Hopkins University, Baltimore, MD
    Division of Pulmonary and Critical Care Medicine, Johns Hopkins University, Baltimore, MD
    Search for articles by this author
  • Richard J. Gilbert
    Affiliations
    Laboratory for Biological Architecture, Research Service, Providence VAMC, Warren Alpert Medical School, Brown University, Providence, RI
    Search for articles by this author
      Fear of the viral syndrome severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) termed COVID-19 (ie, coronavirus disease 2019)
      World Health Organization
      Naming the coronavirus disease (COVID-19) and the virus that causes it.
      is real. Government mandates intended to reduce the rate of transmission, such as social distancing (read as physical distancing), community lock-downs, and public masking, are the only options available for containment.

      Kai D, Goldstein G-P, Morgunov A, Nangalia V, Rotkirch A. Universal masking is urgent in the COVID-19 pandemic: SEIR and agent based models, empirical validation, policy recommendations. arXiv. 2020, 200413553.

      Howard J, Huang A, Li Z, et al. Face masks against COVID-19: an evidence review, Preprints. 2020, 2020040203.

      • Wilder-Smith A.
      • Freedman D.O.
      Isolation, quarantine, social distancing and community containment: pivotal role for old-style public health measures in the novel coronavirus (2019-nCoV) outbreak.
      This new normal, amid the constant threat of COVID-19, has led to an upheaval in rehabilitation care, forcing us to rethink the manner in which we deliver it.

      Aerosol generating procedures + vulnerabilities = opportunities

      The virus is with us and will likely remain so, even when the more stringent methods of disease mitigation have been lifted. Rehabilitation professionals work physically close with patients, caregivers too. Health care professionals who make a living assessing and treating the oropharynx, nasopharynx, larynx, and upper and lower airways, the anatomical epicenters of the SARS-CoV-2 virus, share the responsibility for constructive clinical engagement. Specific to dysphagia assessment, highly affected geographical regions have limited use of the gold standards—videofluoroscopic swallow study (VFSS) and flexible endoscopic evaluation of swallowing (FEES). Less affected regions have adjusted practice to address safety concerns. Under the current regime, guided by professional societies down to departments of clinicians, VFSS and FEES are considered: (1) aerosol generating procedures
      American Speech-Language-Hearing Association
      ASHA guidance to SLPs regarding aerosol generating procedures.
      Dysphagia Research Society
      COVID-19 information and resources: risk management of AGPs for dysphagia care.

      Bolton L, Brady G, Coffeey M, et al. Speech and language therapist-led endoscopic procedures in the COVID-19 pandemic 2020. Available at: https://www.rcslt.org/-/media/docs/Covid/RCSLT-COVID-19-SLT-led-endoscopic-procedure-guidance_FINAL-(2).PDF?la=en&hash=8101575091FE8F1ABA41B4B472387DAFB023A39D. Accessed May 7, 2020.

      and (2) elective procedures (defined as neither emergent nor urgent for medical care

      Bolton L, Brady G, Coffeey M, et al. Speech and language therapist-led endoscopic procedures in the COVID-19 pandemic 2020. Available at: https://www.rcslt.org/-/media/docs/Covid/RCSLT-COVID-19-SLT-led-endoscopic-procedure-guidance_FINAL-(2).PDF?la=en&hash=8101575091FE8F1ABA41B4B472387DAFB023A39D. Accessed May 7, 2020.

      American Speech-Language-Hearing A
      SLP service delivery considerations in health care during coronavirus/COVID-19.
      ). The irony is that patients with COVID-19, especially those postextubation from mechanical ventilation in intensive care units, may be among those who need these procedures most.
      • Brodsky M.B.
      • Levy M.J.
      • Jedlanek E.
      • et al.
      Laryngeal injury and upper airway symptoms after oral endotracheal intubation with mechanical ventilation during critical care: a systematic review.
      ,
      • Brodsky M.B.
      • Nollet J.L.
      • Spronk P.E.
      • Gonzalez-Fernandez M.
      Prevalence, pathophysiology, diagnostic modalities and treatment options for dysphagia in critically ill patients.
      Moreover, if we take the perspective that all patients with a potentially compromised (ie, vulnerable) airway may be carriers of SARS-CoV-2 (ie, person under investigation
      Centers for Disease Control and Prevention
      Information for health departments on reporting cases of COVID-19.
      ), determining a safe swallow of foods and liquids may be less relevant than quantifying the degree of airway risk. In this light, VFSS and FEES are both insufficient and unsafe. We are caught in a clinical time warp, assessing patients with little more than clinical examinations. How do we resume evaluations of swallowing and airway protection in this post-COVID-19 world?
      We could consider risk stratification of airway vulnerability with noninvasive imaging and noninvasive metrics. Assessments could include such swallowing characteristics as laryngeal structure and dynamics, lingual deformation during swallowing, airway compromise during swallowing, and efficiency of swallowing physiology. Among the methods that address these characteristics are noninvasive imaging,
      • Ekprachayakoon I.
      • Miyamoto J.J.
      • Inoue-Arai M.S.
      • et al.
      New application of dynamic magnetic resonance imaging for the assessment of deglutitive tongue movement.
      ,
      • Ohkubo M.
      • Scobbie J.M.
      Tongue shape dynamics in swallowing using sagittal ultrasound.
      strength or somatosensory testing,
      • Butler S.G.
      • Stuart A.
      • Leng X.
      • et al.
      The relationship of aspiration status with tongue and handgrip strength in healthy older adults.
      • Adams V.
      • Mathisen B.
      • Baines S.
      • Lazarus C.
      • Callister R.
      A systematic review and meta-analysis of measurements of tongue and hand strength and endurance using the Iowa Oral Performance Instrument (IOPI).
      • Hathaway B.
      • Baumann B.
      • Byers S.
      • Wasserman-Wincko T.
      • Badhwar V.
      • Johnson J.
      Handgrip strength and dysphagia assessment following cardiac surgery.
      • Park H.S.
      • Koo J.H.
      • Song S.H.
      Association of post-extubation dysphagia with tongue weakness and somatosensory disturbance in non-neurologic critically ill patients.
      • Checklin M.
      • Pizzari T.
      Impaired tongue function as an indicator of laryngeal aspiration in adults with acquired oropharyngeal dysphagia: a systematic review.
      patient-reported symptoms,
      • Husaini H.
      • Krisciunas G.P.
      • Langmore S.
      • et al.
      A survey of variables used by speech-language pathologists to assess function and predict functional recovery in oral cancer patients.
      • Hathaway B.
      • Vaezik A.
      • Egloff A.M.
      • Smith L.
      • Wasserman-Wincko T.
      • Johnson J.T.
      Frailty measurements and dysphagia in the outpatient setting.
      • Patel D.A.
      • Sharda R.
      • Hovis K.L.
      • et al.
      Patient-reported outcome measures in dysphagia: a systematic review of instrument development and validation.
      • Molfenter S.M.
      • Brates D.
      • Herzberg E.
      • Noorani M.
      • Lazarus C.
      The swallowing profile of healthy aging adults: comparing noninvasive swallow tests to videofluoroscopic measures of safety and efficiency.
      • Garand K.L.
      • Strange C.
      • Paoletti L.
      • Hopkins-Rossabi T.
      • Martin-Harris B.
      Oropharyngeal swallow physiology and swallowing-related quality of life in underweight patients with concomitant advanced chronic obstructive pulmonary disease.
      accelerometry,
      • Zoratto D.C.B.
      • Chau T.
      • Steele C.M.
      Hyolaryngeal excursion as the physiological source of swallowing accelerometry signals.
      • Lee J.
      • Steele C.M.
      • Chau T.
      Classification of healthy and abnormal swallows based on accelerometry and nasal airflow signals.
      • Sejdic E.
      • Steele C.M.
      • Chau T.
      Classification of penetration-aspiration versus healthy swallows using dual-axis swallowing accelerometry signals in dysphagic subjects.
      • Steele C.M.
      • Sejdic E.
      • Chau T.
      Noninvasive detection of thin-liquid aspiration using dual-axis swallowing accelerometry.
      • Steele C.M.
      • Mukherjee R.
      • Kortelainen J.M.
      • et al.
      Development of a non-invasive device for swallow screening in patients at risk of oropharyngeal dysphagia: results from a prospective exploratory study.
      cervical auscultation,
      • Kurosu A.
      • Coyle J.L.
      • Dudik J.
      • Sejdic E.
      Detection of swallow kinematic events from acoustic high resolution cervical auscultation signals in patients with stroke.
      • Dudik J.M.
      • Kurosu A.
      • Coyle J.L.
      • Sejdic E.
      Dysphagia and its effects on swallowing sounds and vibrations in adults.
      • Takahashi K.
      • Groher M.E.
      • Michi K.
      Symmetry and reproducibility of swallowing sounds.
      • Frakking T.T.
      • Chang A.B.
      • O'Grady K.F.
      • David M.
      • Walker-Smith K.
      • Weir K.A.
      The use of cervical auscultation to predict oropharyngeal aspiration in children: a randomized controlled trial.
      and swallowing frequency.
      • Afkari S.
      Measuring frequency of spontaneous swallowing.
      • Crary M.A.
      • Carnaby G.D.
      • Sia I.
      • Khanna A.
      • Waters M.F.
      Spontaneous swallowing frequency has potential to identify dysphagia in acute stroke.
      • Crary M.A.
      • Carnaby G.D.
      • Sia I.
      Spontaneous swallow frequency compared with clinical screening in the identification of dysphagia in acute stroke.
      • Carnaby G.
      • Sia I.
      • Crary M.
      Associations between spontaneous swallowing frequency at admission, dysphagia, and stroke-related outcomes in acute care.
      Still largely being developed and what many might consider not ready for prime time, none of these methods have been substantively tested in the clinical setting. Characterizing pathology across the spectrum of diseases, distinguishing macroscale from microscale aspiration, and quantitative assessment of airway vulnerability and its risk of pneumonia using tools with translatable and reproducible metrics to clinical outcomes are needed—now more than ever.
      We must embrace noninvasive testing of swallowing and airway safety. Combining a detailed medical history, validated patient-reported symptoms inventory, and cranial nerve examination are a good start, but with variable reliability,
      • McCullough G.H.
      • Wertz R.T.
      • Rosenbek J.C.
      • Mills R.H.
      • Ross K.B.
      • Ashford J.R.
      Inter- and intrajudge reliability of a clinical examination of swallowing in adults.
      but this cannot be all there is. We need to work constructively with industry and regulatory bodies to develop and test inventions for routine, value-based care. Health care, especially rehabilitation, is dynamic. This necessitates continued engagement with third-party payors, including state and federal governments, to welcome and respond to these changes. Skepticism and reluctance need to be quelled when innovation and onboarding must be the ever-present themes. “We’ve always done it that way” never was an acceptable ideology.

      Directing different resources differently

      Outpatient visits have been severely restricted, redirecting resources to address acute care hospitalization demands. This will continue for some time after the curve has been flattened. In the months and years that follow, when supplies are restored and personnel resume business as usual, we will endeavor to overcome the economic burden of this medical tragedy. Stimulus packages to individuals will not make a dent in the medical bills many thousands of patients face posthospitalization needing rehabilitation. The rehabilitation burden is only at the beginning, severely lagging the onslaught of hospitalizations climbing as high as 31% in the United States.
      • Koh G.C.-H.
      • Hoenig H.
      How should the rehabilitation community prepare for 2019-nCoV?.
      • Grabowski D.C.
      • Joynt Maddox K.E.
      Postacute care preparedness for COVID-19: thinking ahead.
      • Kiekens C.
      • Boldrini P.
      • Andreoli A.
      • et al.
      Rehabilitation and respiratory management in the acute and early post-acute phase. “Instant paper from the field” on rehabilitation answers to the Covid-19 emergency.
      Johns Hopkins University and Medicine
      Coronavirus Resource Center.
      Worse, the economics of rehabilitation are far-reaching, impacting many professions and patients, all with no end in sight.
      • Lo J.
      • Chan L.
      • Flynn S.
      A systematic review of the incidence, prevalence, costs, and activity/work limitations of amputation, osteoarthritis, rheumatoid arthritis, back pain, multiple sclerosis, spinal cord injury, stroke, and traumatic brain injury in the United States: a 2019 update.
      ,
      • Lord R.K.
      • Mayhew C.R.
      • Korupolu R.
      • et al.
      ICU early physical rehabilitation programs: financial modeling of cost savings.
      Strokes, for example, have not stopped since the pandemic began; rather, they have increased.
      • Helms J.
      • Tacquard C.
      • Severac F.
      • et al.
      High risk of thrombosis in patients with severe SARS-CoV-2 infection: a multicenter prospective cohort study.
      ,
      • Markus H.S.
      • Brainin M.
      COVID-19 and stroke-a global World Stroke Organization perspective.
      Dysphagia is no different,
      • Patel D.A.
      • Krishnaswami S.
      • Steger E.
      • et al.
      Economic and survival burden of dysphagia among inpatients in the United States.
      never mind the ongoing threat of airway invasion in the context of weakness from both SARS-CoV-2 and acute care hospitalization. Patients need follow-up, but we must mitigate the challenges of treating patients when physical contact may be harmful for all involved. Creativity and resourcefulness are needed to meet patients’ needs. Enter telehealth.
      Various applications, including electronic medical records systems and video conferencing platforms, are being used to deliver health care, many long before the SARS-CoV-2 outbreak. Remote methods of assessing or treating dysphagia are nearly 20 years old.
      • Perlman A.L.
      • Witthawaskul W.
      Real-time remote telefluoroscopic assessment of patients with dysphagia.
      • Malandraki G.A.
      • McCullough G.
      • He X.
      • McWeeny E.
      • Perlmana A.L.
      Teledynamic evaluation of oropharyngeal swallowing.
      • Ciucci M.
      • Jones C.A.
      • Malandraki G.A.
      • Hutcheson K.A.
      Dysphagia practice in 2035: beyond fluorography, thickener, and electrical stimulation.
      Such methods may not be standardized or generally implemented in clinical settings due to technological insufficiencies, lack of training, and issues related to billing and reimbursement. Moreover, telehealth may not be a panacea or used for all patient populations.
      • Nordio S.
      • Innocenti T.
      • Agostini M.
      • Meneghello F.
      • Battel I.
      The efficacy of telerehabilitation in dysphagic patients: a systematic review.
      • Weidner K.
      • Lowman J.
      Telepractice for adult speech-language pathology services: a systematic review.
      American Speech-Language-Hearing Association
      Telepractice services and coronavirus/COVID-19.
      Despite these apparent limitations, patients are still able to follow-up with providers and at least receive limited care where they would otherwise be refused care until systems for reentry and clinical pathways are more established.
      At the time of printing, specifically in the United States, Medicare temporarily waived requirements in 42 CFR §484.55(a)(2) and §484.55(b)(3), permitting speech-language pathologists to remotely evaluate and treat speech production and fluency, language comprehension, and voice (CPT 92507-08, 92521-24),
      Centers for Medicare and Medicaid Services
      List of telehealth services.
      ,
      American Speech-Language-Hearing Association
      Providing telehealth services under Medicare during the COVID-19 pandemic.
      yet clinical swallowing evaluations (CPT 92610) and swallowing treatment (CPT 92526) remain not covered.
      Centers for Medicare and Medicaid Services
      List of telehealth services.
      ,
      American Speech-Language-Hearing Association
      Providing telehealth services under Medicare during the COVID-19 pandemic.
      Medicare beneficiaries, 64 million in 2019,
      Kaiser Family Foundation
      Medicare advantage.
      have a forced choice: (1) suffer with dysphagia while hoping for spontaneous recovery and fear the worst-case scenario of being rehospitalized with pneumonia due to impaired airway safety, or (2) pay out-of-pocket for telehealth services that—currently—will not be reimbursed, further straining personal economics and still risk rehospitalization with pneumonia due to impaired airway safety. All of these limitations now can be reconsidered. Wearable technologies allow clinicians to remotely assess minute-to-minute physiological performance (eg, swallowing frequency) or monitor physiochemical components of exhaled air as a metric of aspiration. These technologies for dysphagia are not clinical realities; telehealth is the best we have.
      In the end, distinguishing between clinical practice and innovation is a false choice. Clinicians are responsible for meeting the challenge of COVID-19 by identifying new methods wherever they exist. Researchers must strive to find clinical relevance to match their innovations. SARS-CoV-2 has dictated that those who manage dysphagia must evolve. And so, we shall.

      Acknowledgment

      We thank Michael A. Crary, PhD, for his assistance with this editorial.

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        • American Speech-Language-Hearing Association
        Telepractice services and coronavirus/COVID-19.
        (Available at:)
        • Centers for Medicare and Medicaid Services
        List of telehealth services.
        (Available at:)
        • American Speech-Language-Hearing Association
        Providing telehealth services under Medicare during the COVID-19 pandemic.
        (Available at:)
        • Kaiser Family Foundation
        Medicare advantage.
        (Available at:)