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Volume 89, Issue 6, Pages 1038-1045 (June 2008)


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Rehabilitation Setting and Associated Mortality and Medical Stability Among Persons With Amputations

Timothy R. Dillingham, MDacCorresponding Author Informationemail address, Liliana E. Pezzin, PhDb

Abstract 

Dillingham TR, Pezzin LE. Rehabilitation setting and associated mortality and medical stability among persons with amputations.

Objective

To estimate the differences in outcomes across postacute care settings—inpatient rehabilitation, skilled nursing facility (SNF), or home—for dysvascular lower-limb amputees.

Design

Medicare claims data for 1996 were used to identify a cohort of elderly persons with major lower-limb dysvascular amputations. One-year outcomes were derived by analyzing claims for this cohort in 1996 and 1997.

Setting

Postacute care after amputation.

Participants

Dysvascular lower-limb elderly amputees (N=2468).

Interventions

Not applicable.

Main Outcome Measures

Mortality, medical stability, reamputations, and prosthetic device acquisition.

Results

The 1-year mortality for the elderly amputees was 41%. Multivariate probit models controlling for patient characteristics indicated that patients discharged to inpatient rehabilitation were significantly (P<.001) more likely to have survived 12 months postamputation (75%) than those discharged to an SNF (63%) or those sent home (51%). Acquisition of a prosthesis was significantly (P<.001) more frequent for persons going to inpatient rehabilitation (73%) compared with SNF (58%) and home (49%) dispositions. The number of nonamputee-related hospital admissions was significantly less for persons sent to a rehabilitation service than for those sent home or to an SNF. Subsequent amputations were significantly (P<.025) less likely for amputees receiving inpatient rehabilitation (18%) than for those sent home (25%).

Conclusions

Receiving inpatient rehabilitation care immediately after acute care was associated with reduced mortality, fewer subsequent amputations, greater acquisition of prosthetic devices, and greater medical stability than for patients who were sent home or to an SNF. Such information is vital for health policy makers, physicians, and insurers.

Article Outline

Abstract

Methods

Data Sources

Study Population and Definitions

Data Analysis

Results

Sample Characteristics

Factors Affecting Discharge Destination

Postacute Care Setting and Outcomes

Discussion

Study Limitations

Conclusions

References

Copyright

AMPUTATIONS SECONDARY TO dysvascular conditions are an important source of permanent impairment and functional limitation among persons of all ages but especially among elderly adults and minority people.1, 2, 3, 4, 5, 6, 7, 8, 9, 10 These impairments have a significant impact on productive activities and quality of life (QOL) for an amputee's remaining years.11, 12, 13 In the United States, the rates of dysvascular amputations are increasing1 in contrast to declining rates of trauma-related limb loss.1, 14, 15 African Americans, Hispanic Americans, and native Americans are at particularly increased risks for lower-limb loss compared with age- and sex-matched white persons.2, 5, 16, 17, 18 Diabetes, a condition that is on the rise in the United States, places persons with this condition at high relative risk of limb loss.5, 18, 19

Market forces have spawned unprecedented changes in rehabilitative care delivery for disabled people. Rehabilitation services today are provided at comprehensive inpatient rehabilitation units attached to acute care or free-standing hospitals, at skilled nursing facilities (SNFs) and subacute care facilities, at outpatient rehabilitation facilities or free-standing outpatient clinics, and at home through home health care. Despite the increasing incidence and prevalence of dysvascular-related amputations1 and the potential for enhancement of function through appropriate rehabilitation, little is known about the utilization of rehabilitation services among dysvascular amputees, the decision-making process that leads to disposition of dysvascular amputees to alternative rehabilitation settings, or the effectiveness of care provided in each setting.20, 21, 22 For persons with trauma-related amputations, inpatient rehabilitation after acute surgical care resulted in better outcomes.18

The purpose of this study was to examine factors affecting discharge destination and to provide insights into the relationship between postacute rehabilitation setting and 12-month outcomes among elderly persons undergoing major lower-limb amputations secondary to peripheral vascular diseases.

Methods 

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Data Sources 

We studied data from the Center for Medicare & Medicaid Services (CMS, formerly the Health Care Finance Administration). Medicare claims files for 1996 and 1997 were used to examine discharge destination and 12-month outcomes among elderly persons undergoing dysvascular amputations in the United States. These data, which have been widely used in health services research to examine issues ranging from cost of care to quality of care and long-term outcomes,23, 24, 25 represent the health care experiences of Medicare beneficiaries nationwide. Both acute and postacute care services (eg, home health care, skilled nursing) are available from the data. In particular, we used CMS's standard analytic files, which contain records on utilization and payments of all Medicare-covered services, including those covered by Medicare Part A Hospital Insurance (eg, acute care and rehabilitation hospitals, SNFs, home health, hospice) and Medicare Part B Medical Insurance (eg, outpatient and physician/supplier services). These data were supplemented by the Medicare denominator file, which contains basic demographic information about the beneficiary, including enrollment and entitlement indicators, date of birth, sex, race, and date of death. With its large and nationally representative data, the Medicare claims data provided a unique opportunity to examine the postamputation care trajectories for a large sample of elderly persons in the United States. The study was approved by the appropriate institutional review boards.

Study Population and Definitions 

As a first step, an algorithm was developed to select all patients undergoing an amputation-related procedure in 1996 based on the 5% Medicare inpatient standard analytic file.1, 2 Specifically, the initial study population consisted of claims with a procedure code for upper- or lower-limb amputations (International Classification of Diseases, Ninth Revision, Clinical Modification [ICD-9-CM] codes 84.00–84.09, 84.10–84.19, 84.91). All amputation-related discharges were then classified hierarchically into mutually exclusive categories according to etiology as (1) trauma related (ICD-9-CM codes 810–839, or 880–884, or 885–887.7, or 895–897.7, or 925–929, or 942–949, or 958–959), (2) cancer related (ICD-9-CM codes 170.4–170.8, or 171.2–171.3, or 172.6–172.7), (3) associated with dysvascular diseases (ICD-9-CM codes 040.0, or 250.0–250.9, or 440.0–440.9, or 442.0–442.9, or 443.0–443.9, or 444.0–444.9, or 682.0–682.9, or 686.0–686.9, or 707.0–707.9, or 728.86, or 730.0–730.9, or 785.0–785.9), or (4) other etiology. Records grouped in the residual category of other etiology were then examined in depth. Whenever appropriate, records were reclassified into one of the 3 main groups and our classification algorithm was refined to better reflect the etiology of the amputation. The refinement of our classification algorithm continued until records could no longer be categorized into one of the more specific groups. The final category of other etiology, which contained less than 2% of the sample, included primarily discharges for amputations due to complications of procedures, internal derangement of joints, and other disorders of joints. These unclassified cases and those associated with persons undergoing amputations secondary to trauma or cancer were excluded from the analyses. For the purposes of this study, only persons with lower-limb amputations at the foot, transtibial, and transfemoral levels were included (ie, persons with upper-limb amputations only and those with amputations at the toe level only were excluded from the analysis). For each person identified with a lower-limb “major” dysvascular amputation in 1996, all (1) inpatient, (2) outpatient, (3) home health, (4) SNF, (5) hospice, (6) durable medical equipment (DME), and (7) physician supplier Part B claims were extracted for a 365-day period after the index amputation surgery. Identification of claims was based on each patient's Medicare health insurance claim number. Key data items available for each institutional claim included a principal and up to 10 secondary ICD-9-CM−coded diagnoses and a principal and up to 5 additional procedure codes. Key data items for Part B and DME claims included a principal and up to 5 secondary ICD-9-CM−coded diagnoses.

Care trajectories were examined with a special focus on the disposition immediately after acute surgical care during the hospitalization in which the amputation procedure occurred. Utilizing claims files as described above, we derived the postacute (postamputation) setting and classified them into 3 categories constituting our dependent variables of interest—comprehensive inpatient rehabilitation, SNF, and discharge home. Excluded from this analysis were patients who died during the acute care hospital stay and the small number of amputees who were discharged to hospice care or transferred to other acute care facilities after the amputation.

Each person's index dysvascular amputation was classified into mutually exclusive categories according to the level of the amputation: foot or ankle, transtibial (including below-knee and Syme's amputations), or transfemoral (including through-knee, above-knee, hip disarticulation, and pelvic-level amputations) amputations. Whenever claims for 2 or more amputation procedures were performed during the same hospitalization, the most proximal level of amputation was chosen for classification. In the absence of information regarding laterality of the index amputation, subsequent amputations (ie, amputations identified during the 365-day period post–index amputation discharge) at a higher level were considered to involve the same lower limb as the initial amputation. Subsequent amputations at the same or lower levels than the index amputation were classified as contralateral amputations.

The outcomes of interest for this analysis were mortality, probability and number of reamputations, receipt of a prosthetic device, and number of subsequent hospital admissions. The reference period for all outcomes was 12 months post–index amputation surgery. The number of major comorbidities, including presence of diabetes, was identified by applying the algorithm of Deyo et al26 to all 1996 and 1997 inpatient, outpatient, and Part B files for all study persons.

Data Analysis 

The patterns of reamputation and mortality, along with prosthesis receipt and admissions to a hospital for nonamputation causes, across persons receiving postamputation rehabilitative care in the alternative postacute settings—inpatient rehabilitation, SNF, and home—were contrasted and compared using univariate (t, χ2) test statistics. Nonparametric (Wilcoxon rank-sum, Mann-Whitney U) test statistics were used to examine outcome variations across these different care settings.

Multivariate techniques using a multinomial logit specification were used to examine the independent effects of sociodemographic, geographic, and health and amputation-related characteristics on the likelihood of discharge to alternative settings (home, inpatient rehabilitation, SNF). Because the dependent variable in this analysis was a polychotomous, unordered categoric variable ranging from 0 (discharged home, the reference category) to 2 (discharged to an SNF), conventional linear regression techniques were inappropriate. Our approach, instead, was to analyze discharge destinations in the general framework of probability models.27, 28, 29

Disposition to inpatient rehabilitation was defined as any admission that occurred within 2 days of discharge from the acute care stay in which the index amputation occurred. Both transfers to free-standing rehabilitation hospitals or a rehabilitation unit within the same or different acute care hospital were considered inpatient rehabilitation dispositions. Persons admitted to nursing homes (within that same time frame) and patients admitted to subacute rehabilitation facilities were coded as discharges to SNFs.

A multivariate probabilistic binary choice model (probit specification) was used to examine the effects of discharge setting and other factors on dichotomous outcomes (mortality, any reamputation, receipt of prosthetic device), and a negative binomial specification was used to model count data outcomes (number of reamputations, number of subsequent hospital admissions). P values presented are based on these analyses. To provide a more intuitively appealing presentation of the impact of alternative postacute care settings on outcomes, adjusted probabilities and predicted values were calculated using the parameter estimates from these multivariate models for each outcome. Differences in these adjusted probabilities and outcome values can be interpreted as the marginal effects of the (immediate) postacute care setting in each outcome.

The following sociodemographic and amputation-related variables were included to control for possible confounding of the relationship between discharge disposition and outcomes: patients' ages (<65y, 65–74y, 75–84y, >85y), sex, race (black, Hispanic, white, other), and initial amputation levels (foot or ankle, transtibial, transfemoral) and the region of the United States where patients resided (Midwest, Northeast, South, West). Case-mix adjustment was based on the number of comorbidities algorithm proposed by Deyo et al26 and expanded by Elixhauser et al.30 Major comorbidities were assessed using inpatient, outpatient, and Part B Medicare claims for each study subject during the 12-month period in the year of the index amputation and included indicators for renal diseases, malignancies, myocardial infarction, congestive heart failure, cerebrovascular disease, dementia, chronic pulmonary disease, rheumatologic diseases, hypertension, peptic ulcer disease, mild and severe liver disease, diabetes, diabetes with complications, coagulopathy, acquired immune deficiency syndrome, paralysis, mental disorders (including depression), and drug and alcohol abuse. As applied, the algorithm provides a comprehensive approach to identifying comorbidities to control for factors affecting both disposition to specific postacute rehabilitation settings and outcomes conditional on rehabilitation setting.

All data analyses were conducted using SASa and Statab statistical software. Unless otherwise noted, only differences that are statistically significant at a P level less than .05 are discussed in the text.

Results 

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Sample Characteristics 

A total of 2468 persons in the 5% random Medicare sample were identified from the claims data as undergoing a major lower-limb amputation in 1996. Table 1 presents the distribution of the sample, by discharge location, according to sociodemographic and amputation-related characteristics. Patients discharged to SNFs were generally older and more likely to be female than patients discharged to either inpatient rehabilitation or home. Although there were no statistically significant differences among patients discharged to alternative settings in terms of number of comorbidities, patients discharged to SNFs were less likely to have diabetes than those discharged to inpatient rehabilitation or home. Differences in discharge destination by level of amputation were also evident from these data. Patients discharged directly to an SNF were more likely to have had an amputation at the highest (transfemoral) level than patients discharged to inpatient rehabilitation (48% vs 34%, respectively). Patients discharged to inpatient rehabilitation, on the other hand, were about 4 times more likely to have a foot or ankle amputation and twice as likely to have an amputation at the transtibial level than those discharged home. Finally, there were also marked differences in the distribution of discharge destination by geographic region.

Table 1.

Sample Characteristics

CharacteristicsOverall (N=2468)By Discharge Destination
Rehabilitation (n=344)SNF (n=903)Home (n=1221)
Mean age (y)74.671.077.373.6
Age at index amputation (y)
<65390(16)74(22)91(10)225(18)
65–74763(31)121(35)254(28)388(32)
75–84801(32)124(36)309(34)368(30)
≥85514(21)25(7)249(28)240(20)
Sex
Male1216(49)185(54)401(44)630(52)
Race/ethnicity
White1640(66)226(66)608(67)806(66)
Black668(27)98(28)238(26)332(28)
Hispanic73(3)10(3)22(3)41(3)
Other87(4)10(3)35(4)42(3)
Comorbidities
No comorbidities36(1.5)2(0.5)10(1.1)24(2)
1233(9)29(8)78(9)126(10)
2–31093(43)158(46)405(45)530(43)
≥41106(45)155(45)413(46)538(44)
Diabetes1736(70)259(75)604(67)873(72)
Initial amputation level
Foot or ankle379(15)18(5)113(13)248(20)
Transtibial949(39)209(61)356(39)384(32)
Transfemoral1135(46)117(34)432(48)586(48)
Census region
Northeast503(21)81(23)185(20)237(21)
Midwest562(23)102(30)217(24)243(21)
South1055(44)128(37)367(41)560(48)
West284(12)33(10)132(15)119(10)
Mortality1018(41)77(22)355(39)586(48)

NOTE. Values are n or n (%).

Significant differences between rehabilitation and SNF at the .05 level.

Significant differences between rehabilitation and home at the .05 level.

Significant differences between SNF and home at the .05 level.

Factors Affecting Discharge Destination 

Bivariate statistics shown in table 1 suggest variation by age, sex, presence of diabetes, and initial level of amputation in the rates at which patients were discharged to alternate settings. In particular, the oldest old (≥75y) and female patients were significantly more likely than their younger counterparts and male amputees to be discharged to a nursing home. Compared with those discharged to a nursing home or home, amputees receiving postacute care at inpatient rehabilitation facilities were more likely to have experienced amputations at the transtibial level and less likely to have a foot or ankle or transfemoral amputation. There were also marked differences in discharge destination by geographic region. Amputees in the Midwest were more likely to be discharged to an inpatient rehabilitation facility than to an SNF or home, whereas those in the South were significantly more likely to be discharged home than to any other postacute care setting. Finally, mortality was significantly higher among those discharged home relative to those discharged to any other setting (48% vs 22% and 39%, among those discharged to inpatient rehabilitation or nursing home).

Table 2 presents the relative risk (RR) of discharge to alternative postacute care settings (inpatient rehabilitation and SNF; reference group, home) associated with each of the demographic, health, and amputation-related characteristics included in our multinomial logit regression model. RRs exceeding 1 indicate a positive impact of a given characteristic (eg, male sex) relative to its reference category (eg, female sex) on the likelihood of discharge to a given setting as compared with the likelihood of discharge home (the reference group). Values less than 1 indicate a lower RR of discharge to a given setting compared with discharge home for a given characteristic (relative to its reference category).

Table 2.

RR and Confidence Interval of Factors Affecting Discharge Disposition

Discharge DispositionRehabilitation vs HomeSNF vs Home
Age at first amputation (y)
<65Reference groupReference group
65–740.94(0.66–1.33)1.63(1.21–2.19)
75–841.02(0.72–1.45)2.10(1.56–2.83)
≥850.32(0.19–0.53)2.59(1.87–3.60)
Sex
Male1.01(0.78–1.31)0.83(0.69–1.00)
Race or ethnicity
WhiteReference groupReference group
Black1.16(0.87–1.55)0.97(0.78–1.19)
Hispanic0.80(0.38–1.68)0.75(0.43–1.30)
Other0.96(0.46–1.99)1.21(0.75–1.95)
Comorbidities0.97(0.89–1.06)1.07(1.01–1.14)
Diabetes0.98(0.72–1.35)0.85(0.68–1.06)
Initial amputation level
Foot or ankleReference groupReference group
Transtibial8.04(4.82–13.41)1.87(1.42–2.45)
Transfemoral3.30(1.94–5.60)1.33(1.01–1.74)
Census region
NortheastReference groupReference group
Midwest1.35(0.95–1.92)1.39(1.06–1.81)
West0.77(0.48–1.24)1.91(1.39–2.63)
South0.73(0.53–1.02)1.03(0.81–1.30)
Likelihood ratio test268.7
Percentage of correct predictions72

Significant at the .05 level.

Multivariate results from the statistical analyses that control for a wide array of sociodemographic, case-mix adjusters, and amputation-related characteristics are shown in table 2 and are generally consistent with the patterns described for bivariate associations. Persons undergoing amputations at higher levels—transtibial and transfemoral—were also at higher RR of discharge to inpatient rehabilitation compared with persons with foot amputations (RR=8.0 for amputations at the transtibial levels; RR=3.3 for amputations at the transfemoral level). With the exception of the oldest old (patients aged ≥85y at the time of their amputation), who were less likely to be discharged to an inpatient rehabilitation facility (RR=.32), there were no demographic or regional differences in the probability of discharge to an inpatient rehabilitation (as opposed to being sent home) after the acute care amputation stay.

The RR of discharge to an SNF increased monotonically with age, number of comorbidities, and higher amputation levels (relative to foot). Amputees who were female were also at a significantly higher risk of discharge to an SNF than their male counterparts, although patient race or ethnicity did not influence the RR of discharge to an institutional postacute care setting relative to home. Finally, patients living in the Midwest and those in the West were more likely to be discharged to nursing homes or subacute care facilities than home (RR=1.39, RR=1.91, respectively) than amputees in the Northeast region of the country, even after controls for preexisting comorbid conditions and demographic, health, and amputation-related characteristics.

Postacute Care Setting and Outcomes 

The associations between discharge destination and 12-month mortality, reamputations, prescription of a prosthetic device, and subsequent inpatient admissions are shown in table 3. Adjusted probabilities (presented as percentages) shown in table 3 are based on regression models that control for the same set of patient sociodemographics, comorbid conditions, and amputation characteristics described above.

Table 3.

Marginal Effect of Disposition to Alternative Settings on Outcomes

DispositionRehabSNFHomeRehab vs Home, % (P)SNF vs Home, % (P)Rehab vs SNF, % (P)
One-year survival75%63%51%24(.00)12(.00)12(.00)
Reamputation18%23%25%−7(.02)−2(.47)−5(.10)
No. of reamputations0.230.290.32−28(.05)−9(.48)−20(.15)
Prosthesis acquisition73%58%49%24(.00)9(.00)15(.00)
No. of subsequent acute care (nonamputation) admissions2.092.322.43−14(.00)−4(.25)−10(.05)

NOTE. Adjusted percentages and outcome values derived from multivariate regression models controlling for patient sociodemographic characteristics, amputation level, and comorbidities.

Differences significant at the P<.05 level.

Overall, amputees discharged to a comprehensive inpatient rehabilitation facility or unit experienced significantly better outcomes than those discharged to a nursing home, even after controlling for amputation level, comorbidities, and other confounders (see table 3). Specifically, the adjusted probabilities suggest that persons discharged to inpatient rehabilitation experienced a significantly higher survival rate than persons with a similar profile who were discharged to SNFs or home (12% and 24% higher survival probability, respectively). Similarly, those discharged to inpatient rehabilitation were 7% less likely to experience a reamputation and 24% more likely to have been prescribed a prosthetic device than those discharged home. Discharge to inpatient rehabilitation after amputations reduced admissions for other issues besides amputations in the ensuing year. Subsequent acute care admissions were 14% (P<.01) less if discharged to a rehabilitation unit compared with going home and 10% (P<.05) less than if the patient was sent to an SNF (see table 3). Persons receiving immediate postacute care at SNFs also experienced better outcomes than those discharged home. Specifically, those discharged to nursing facilities were 12% more likely to be alive after 12 months after their index amputation; they were also 9% more likely to have received a prosthesis than their counterparts who were discharged directly home.

As shown in table 4, the pattern of better outcomes among persons discharged to inpatient rehabilitation facilities held true for all amputation levels. Despite the relatively small cell sizes for amputations at the foot level, the adjusted probabilities controlling for comorbidities show that only 5% of patients discharged to inpatient rehabilitation experienced a reamputation in contrast to 42% for SNF discharges and 39% for discharges home (both differences significant at P<.05). There were pronounced 87% (P<.05) reductions in the number of subsequent amputations when rehabilitation disposition was compared with both home and SNF discharges (see table 4). Among transtibial amputees, survival and prosthesis prescription were significantly higher among those discharged to inpatient rehabilitation relative to those discharged home or to an SNF (19% and 10% increase in survival relative to home and SNF, respectively; 14% and 8% increase in prosthesis prescription relative to home and SNF, respectively). Finally, among patients undergoing amputation at the highest (transfemoral) level, discharge to a rehabilitation facility resulted in significantly and substantially improved outcomes relative to discharges to either an SNF or directly home across all dimensions considered.

Table 4.

Marginal Effect of Disposition to Alternative Settings on Outcomes, by Initial Amputation Level

DispositionRehab (n=18)SNF (n=113)Home (n=248)Rehab vs Home, % (P)SNF vs Home, % (P)Rehab vs SNF, % (P)
Foot
One-year survival70%75%70%0(.992)5(.297)−5(.622)
Any reamputation5%42%39%−34(.013)3(.645)−37(.010)
No. of reamputations0.070.580.54−87(.041)7(.660)−87(.034)
Prosthesis prescription61%52%39%22(.110)13(.054)9(.513)
No. of subsequent acute (nonamputation) admissions2.272.472.75−17%(.317)−10%(.247)−8%(.666)
TranstibialRehab (n=209)SNF (n=356)Home (n=384)
One-year survival76%66%57%19(.000)9(.007)10(.017)
Any reamputation24%21%24%0(.855)−3(.451)3(.617)
No. of reamputations0.300.240.2711(.648)−11(.553)25(.319)
Prosthesis prescription81%73%67%14(.002)6(.156)8(.053)
No. of subsequent acute (nonamputation) admissions2.112.342.29−8(.253)2(.726)−10(.149)
TransfemoralRehab (n=117)SNF (n=432)Home (n=586)
One-year survival74%56%40%34(.000)16(.000)18(.000)
Reamputations7%18%19%−12(.004)−1(.694)−11(.009)
No. of reamputations0.070.210.24−70(.002)−13(.502)−67(.009)
Prosthesis use72%44%35%37(.000)9(.031)28(.000)
No. of subsequent acute (nonamputation) admissions1.842.222.40−23(.004)−8(.229)−17(.046)

NOTE. Adjusted percentages and outcome values derived from interaction terms (amputation level and discharge setting) in multivariate regression models controlling for patient sociodemographic characteristics, amputation level, and comorbidities.

P significant at the .05 level.

Discussion 

return to Article Outline

This study used nationally representative data to examine the impact of discharge to alternative postacute care settings and 12-month outcomes among elderly Medicare beneficiaries undergoing a major lower-limb amputation secondary to peripheral vascular disease.

These results showed a pattern of significantly better outcomes among persons with major amputations who were sent to inpatient rehabilitation services after acute care. The finding suggesting that inpatient rehabilitation was associated with improved prognoses across all outcome measures compared with being discharged directly home remained, despite the inclusion of a wide array of controls for comorbid conditions and sociodemographic and amputation-related characteristics. Across 3 of the 5 outcomes measured (survival probability, prosthesis receipt, number of subsequent acute care hospitalizations), postacute care received at an inpatient rehabilitation facility or unit was also superior to that provided at SNFs, adjusting for underlying differences in patients' sociodemographic, health, and amputation profiles. These differences were persistent across different amputation levels, lending support to the notion that the intense therapy services and continued medical care provided on inpatient rehabilitation units can be beneficial to the rehabilitation of amputees and facilitate greater medical stability.

Particularly compelling were the improved outcomes among persons discharged to inpatient rehabilitation relative to those discharged directly home. Presumably, persons with amputations sent home are better able to meet their functional needs, have sufficient assistance in the home from family or other caregivers, and were deemed to not need continued intense medical management of their problems in a nursing facility or inpatient rehabilitation setting. Amputees who received rehabilitation were 24% more likely to survive at 1 year than those who went home, even controlling for comorbidities. Across all outcomes, home dispositions after acute care were associated with poorer outcomes. Persons with home dispositions had more subsequent hospital admissions, suggesting that they were not able to maintain health and medical stability as well as persons sent to inpatient rehabilitation. For transfemoral amputees in particular, there was 34% better survival for amputees who received inpatient rehabilitation as opposed to those who went home even after accounting for comorbid medical conditions and other potential confounders.

SNFs are often thought of as a lower-cost alternative to inpatient rehabilitation. The findings in this study favor inpatient rehabilitation over SNFs in 3 of the 5 outcomes for the entire group—mortality, prosthesis acquisition, and medical stability. Among those with the highest amputation level—persons with amputations at the transfemoral level—all outcomes were improved by receipt of inpatient rehabilitation after acute surgical care. Even for persons sustaining foot amputations, those going to inpatient rehabilitation had less frequent subsequent amputations than those discharged to a nursing home by a wide margin—5% for rehabilitation versus 42% for the SNF. This is a particularly important outcome because reamputations to a higher level have negative functional implications. Even for those amputees going home, the reamputation rate for foot amputations was 39%, greater than the 5% seen in the inpatient rehabilitation group.

Our findings also suggest that placement in inpatient rehabilitation is likely to influence mortality and medical stability by stabilizing chronic problems such as renal failure and diabetes and by optimizing surgical wound management. Patients after amputation frequently have poor glycemic control for their diabetes, fluid and volume disturbances, and the residual sedating effects of narcotic pain medications and the general anesthesia used during amputation. Urinary tract infections due to indwelling catheters are frequent, as are pneumonias due to pulmonary atelectasis. The release of muscle enzymes and electrolytes during amputation surgery can be profound. The subsequent nutritional needs for healing surgical wounds must be addressed. A stay on the rehabilitation service provides comprehensive care that includes continued medical management of these problems, consultation with specialists when necessary, and patient and family education regarding how to manage surgical wounds. Early transfer training and exercise during inpatient rehabilitation addresses the deleterious effects of immobility and bedrest. A disposition plan is created on the rehabilitation service that includes continued physical therapy services and close medical and surgical follow-up. Such planning likely contributes to the improved survival for amputees managed in this comprehensive manner. After adjusting for patient, amputation, and health characteristics, differences in survival probabilities were significant from both the statistical and clinical perspectives. These results support more pervasive use of inpatient rehabilitation than is currently the norm, even among amputees deemed stable and healthy enough to return home after surgery.

One study using secondary data found a relationship between length of stay (LOS) in rehabilitation and mortality, consistent with the findings in the present study.31 The relationships between declining LOSs in rehabilitation and functional outcomes and mortality from 1994 to 2001 were examined using the Uniform Data System for Medical Rehabilitation. Persons with orthopedic conditions including amputations had significant (P=.003) increases in mortality over this period of time when LOSs in rehabilitation services were declining, even with case-mix controls.

In addition to improved survival, postacute care received at an inpatient rehabilitation facility was associated with enhanced medical stability, as indicated by reduction in the number of postamputation acute hospitalizations. The number of nonamputation-related hospital admissions during the ensuing year postamputation serves as a proxy for medical stability. Presumably, persons who are healthier and more medically stable will have fewer hospitalizations. Inpatient rehabilitation after amputation reduces hospitalizations when compared with SNF and home care. The improved medical stability likely derives from the same issues that positively affect mortality.

The administrative claims data used in this study did not contain functional information related to ambulation and prosthetic use. Our focus, instead, was on prescription of a prosthetic device as documented in the Medicare DME claims files over the 12-month period after each patient's index amputation. We recognize that prescription of a device is an imperfect proxy for prosthetic use. Persons with amputations may receive prostheses yet use them infrequently for a variety of reasons, including cardiovascular problems, nonhealing residual limbs, limb ulcers, excess phantom pain, or other musculoskeletal conditions. Obesity and deconditioning can also inhibit full functional prosthetic ambulation. For these reasons, we are cautious when interpreting whether or not successful gait training occurred. The provision of a prosthesis was used in this investigation as an indicator of ambulation, albeit an inexact means of gaining insights into ambulation. Persons discharged to an inpatient rehabilitation service were more likely to have received a prosthesis than amputees sent home or to an SNF.

Inpatient rehabilitation results in fewer subsequent amputations incurred by persons than in home settings. Both the probability of having another amputation and the number of subsequent amputations were reduced by inpatient rehabilitative care. These subsequent amputations can occur because of amputation at a higher level on the same side, particularly if the surgical wound did not fully heal. The contralateral limb can be lost because of the same underlying atherosclerotic disease that prompted the first amputation. Preventing subsequent limb loss, particularly to a higher level, has considerable functional benefit. Likewise, education about foot care of the intact dysvascular foot can reduce foot ulcers, a frequent precursor for amputation.

In the current study, discharge of persons with major lower-limb amputations to inpatient rehabilitation units or facilities was relatively infrequent at 13.9%, with most patients discharged directly to home (49.5%). The remainder (36.5%) of all elderly major lower-limb amputees was discharged to a nursing home or subacute care facility. These findings are consistent with results from state-level analyses. Based on hospital discharge data, 33% of all dysvascular amputees in Massachusetts were discharged directly home, 32% went to an SNF, and 16% received inpatient rehabilitation after acute surgical care.32 Longitudinal data tracking lower limb dysvascular amputations in Maryland over a 10-year period from 1986 to 1997 indicated that 49.8% of all patients undergoing lower-limb amputations in that state were discharged directly home after acute care, 37.4% were discharged to a nursing home, and only 9.6% were discharged to an inpatient rehabilitation unit.33

The relatively low rates of inpatient rehabilitation use documented in previous population-based studies32, 33 and the current study, coupled with the positive outcomes shown in this study, suggest ample opportunities to improve the health and well-being of dysvascular amputees through public policy and health advocacy efforts aimed at increasing the use of inpatient rehabilitation services for persons sustaining lower-limb loss due to diabetes and peripheral vascular diseases.

Study Limitations 

Although this study provided important insights into a number of relevant outcomes for dysvascular amputees managed in different care settings, the use of claims data to estimate the impact of postacute care setting on outcomes has inherent limitations that merit comment. First, information on other outcomes of interest, including physical and social functioning, QOL, pain, and depression, are not available from administrative data. Such outcomes must be examined through clinical studies designed to assess these measures through primary data collection. In addition, clinical information on severity of disease, complications secondary to the amputation, and the patient's underlying health status and physical functioning—factors that might affect discharge disposition as well as outcomes conditional on postacute care setting—is generally limited in administrative data. Although Medicare claims data for services received during the year of the index amputation provided us with powerful indicators of preexisting health and allowed us to more accurately adjust for differences in health status across patients discharged to alternative settings in our analysis of long-term outcomes, no information on their severity or the extent to which they might impair function is available from these data.

A standard concern that arises in studies examining the relationship between discharge destination and outcomes is the potentially biasing effects of nonrandom assignment of patients to alternative postacute care settings. Such a bias would occur if, for example, there are unobserved or unmeasured health status issues, which might affect simultaneously discharge destination and outcomes conditional on postacute care setting. One strategy to deal with this problem would be to use a 2-stage procedure in which the discharge destination process is modeled in stage 1 and the outcomes are modeled in stage 2. This instrumental variables method requires that additional variables be included in stage 1 that are predictive of patient destination discharge but that do not affect the second stage outcomes conditional on where the patient received postacute care. Indicators of a patient's social support and access to informal care at home, for example, might have been useful instruments for this purpose but were not available in the Medicare claims data. There are, however, 2 critical issues raised by this approach. First, effects measured through this approach pertain to those marginal patients whose disposition is in fact influenced by the instrumental variables, but this effect may not generalize to the entire population of patients.25 Second, testing the validity of the assumption that instrumental variables have no direct effects on our dependent variables is problematic when the study population is characterized by heterogeneous responses.27 To address potential problems of sample bias, we attempted to control for case mix by including an extensive list of comorbidities, assessed over a 12-month period, as covariates in our regression models. We believe this strategy has definitely minimized any potential sample bias in our study, but it may not have completely eliminated the problem.34, 35

Postamputation discharge evaluation is a very complex decision-making process requiring consideration and reconsideration of an almost overwhelming number of variables from a wide variety of data sources. In addition to medical and surgical status of the patient, the provider must take into consideration patient preferences and constraints, including the degree of family support, ability to pay, ability to participate and benefit from more intense rehabilitation, and desire to go home or remain in the hospital. Our study evaluates the realization of these decisions and controls for only a limited number of potential confounders and thus certainly does not provide a complete picture of how and why providers and patients make decisions regarding postacute settings. Although we cannot completely rule out the possibility that the outcomes were simply a reflection of appropriate assignment of patients to the correct rehabilitation setting, this is unlikely to be the driving force behind the results, given the marked differences in outcomes given the statistical equalization of patients across the 3 discharge settings and the high proportion (72%) of correct predictions of the discharge destination model using the available set of control variables. Nonetheless, a better understanding of the nature of postacute care decisions remains a necessary goal for future studies.

Despite these qualifications, we believe that documentation of compelling evidence linking comprehensive inpatient rehabilitation services to: (1) improved 1-year survival rates, (2) reduced subsequent amputations, (3) increased prescription for a prosthesis, and (4) improved medical stability through reduced hospital admissions is of great interest and should catalyze further study into the underlying process whereby rehabilitation provided in different settings affects outcomes. The relatively large and nationally representative sample used in the study, the objective nature of the outcomes evaluated, and the strength of the statistical inferences make these findings relevant and important from a health policy perspective. Although limited by a relatively smaller set of control variables, the benefits of using such large administrative data sets are great, because they provide generalizable information on the association between care setting and outcomes that would be prohibitively costly to ascertain through randomized controlled trials or primary data collections. Such large-scale health services research studies addressing topics in rehabilitation are rare, limiting the ability of our field to fully assess rehabilitation care delivery in the United States. The outcomes examined here—survival, reamputations, and hospital readmissions—are unambiguous and consistently measured using administrative data, making them ideal for such health services investigations. These outcomes are meaningful from the perspectives of patients, providers, payers, and policymakers alike. The improvements in survival for the entire group and for persons with transtibial and transfemoral amputation levels was perhaps the most compelling positive outcome associated with direct discharge to inpatient rehabilitation, even after controlling for comorbid conditions and other factors likely to influence mortality.

Conclusions 

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The relationship between rehabilitation setting and outcomes remains an important policy concern as the number of elderly persons with major dysvascular amputations continues to rise.1 The results of this investigation suggest that inpatient rehabilitative care after dysvascular lower-limb amputation is associated with decreased mortality, reduced subsequent amputations, greater medical stability, and more frequent prosthesis acquisition. The appropriateness of discharge decisions, however, can only be assessed by coupling utilization data from administrative sources with prospective outcome studies. A prospective clinical trial is necessary to fully evaluate the rehabilitation care needs of dysvascular amputees and the effectiveness of service delivery in various postacute care settings. Nonetheless, the results presented here have important policy implications and suggest that inpatient rehabilitation is currently underutilized and should be more frequently offered to persons with major lower-limb amputations due to diabetes and vascular diseases.

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References 

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a Department of Physical Medicine and Rehabilitation, Medical College of Wisconsin, Milwaukee, WI

b Department of Medicine and Health Policy Institute, Medical College of Wisconsin, Milwaukee, WI

c Zablocki VA Medical Center, Milwaukee, WI.

Corresponding Author InformationReprint requests to Timothy R. Dillingham, MD, 18950 Ashford Ln, Brookfield, WI 53045-8100

 Supported by the National Institutes of Health, National Institute of Child Health and Human Development, and the National Center for Medical Rehabilitation Research (grant nos. R29HD36414, R01HD36414).

 No commercial party having a direct financial interest in the results of the research supporting this article has or will confer a benefit upon the authors or upon any organization with which the authors are associated.

a Version 8.0; SAS Institute, 100 SAS Campus Dr, Cary, NC 27513-2414.

b Version 9.0; StataCorp, 4905 Lakeway Dr, College Station, TX 77845.

PII: S0003-9993(08)00204-9

doi:10.1016/j.apmr.2007.11.034


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