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Volume 88, Issue 6, Pages 774-779 (June 2007)


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Perceived and Actual Memory, Concentration, and Attention Problems After Whiplash-Associated Disorders (Grades I and II): Prevalence and Predictors

James P. Robinson, MD, PhDa, Tasha Burwinkle, PhD, PsyDb, Dennis C. Turk, PhDbCorresponding Author Informationemail address

Abstract 

Robinson JP, Burwinkle T, Turk DC. Perceived and actual memory, concentration, and attention problems after whiplash-associated disorders (grades I and II): prevalence and predictors.

Objectives

To evaluate neuropsychologic test performance of people with whiplash-associated disorders (WADs) and to compare the performance of those who report cognitive symptoms (CS+) with those who do not (CS−).

Design

Cross-sectional analysis of a convenience sample.

Setting

Outpatient research center.

Participants

People with recent WADs (N=203) who responded to advertisements to participate in a treatment study.

Interventions

Not applicable.

Main Outcome Measures

Participants completed a history form including information about demographics, medical history, description of the collision, litigation status, a set of instruments designed to assess neck disability, pain severity, depressed mood, pain-related anxiety, and fear of potentially stressful neck movements and completed a generic 38-item symptom checklist that included items about memory and concentration problems. They also were administered the third revision of the Wechsler Memory Scale (WMS-III) and the Trail-Making Test (TMT). Participants were designated CS+ if they endorsed memory problems or concentration problems on the symptom checklist and CS− if they did not endorse either type of problem.

Results

CS+ and CS− participants performed equally well on the TMT and on all WMS-III indexes. Univariate analyses revealed that CS+ participants scored higher than CS− participants in neck disability, pain severity, depression, pain-related anxiety, and fear of neck movements. They also endorsed more items on the symptom checklist, including items (eg, skin rash) that had no obvious connection with WADs. In a multivariate analysis, CS+ versus CS− status was predicted only by the total number of items endorsed on the symptom checklist.

Conclusions

Reports of memory or concentration problems appear to be indicators of heightened somatic vigilance rather than indicators of actual neuropsychologic deficits. Our results suggest that it is reasonable for physicians to defer neuropsychologic testing or advanced imaging studies on WAD patients who report cognitive symptoms but no other indicators of brain injuries and instead to rely on reassurance and education about the normal aftermath of motor vehicle collisions.

Article Outline

Abstract

Methods

Participants

Procedures

Measures

Background and history form

Symptom checklist

Self-report questionnaires

Neuropsychologic Tests

Wechsler Memory Scale−Third Edition

Trail-Making Test

Statistical Methods

Results

Differences Between Participants Who Endorsed the Presence of Cognitive Symptoms (CS+) and Those Who Did Not (CS−)

Demographics, MVC-Related Variables, Legal Involvement, and Use of Centrally Acting Drugs

Symptoms

Neuropsychologic Deficits

Endorsement of Physical Symptoms

Predictors of CS+ Versus CS− Status: Multivariate Analysis

Secondary Analyses

Discussion

Conclusions

References

Copyright

THE QUEBEC TASK FORCE on Whiplash-Associated Disorders (WADs) created a useful grading system of WADs associated with motor vehicle collisions (MVCs).1 This system distinguishes among people with neck pain but no physical findings (grade I), pain and musculoskeletal findings such as reduced cervical range of motion (grade II), neurologic injury (grade III), and major skeletal injury such as a fracture (grade IV). The present study focuses on people with grades I and II WADs. They comprise more than 90% of all WADs sustained in MVCs.2

When people with WADs symptoms undergo medical evaluations, they routinely complete checklists that ask about a broad range of symptoms that they might be experiencing. The examining physician also typically asks for information about the nature and severity of the MVC and the patient’s symptoms after the MVC. The information that patients provide in response to these queries reflects their recollections about their MVC and its aftermath and their perceptions about their current functioning. The information may or may not be completely accurate, but it forms an important portion of the dataset, which the physician considers as he/she formulates a plan for managing a patient.3

Cognitive problems such as impaired memory or impaired ability to concentrate are among the symptoms frequently reported by people with WAD grade I or II injuries.4, 5 Physicians treating such patients must decide whether to refer the patients for neuropsychologic testing to document the presence and severity of deficits in cognitive functioning or for imaging studies that might identify brain lesions. The appropriateness of making such referrals depends on 2 issues: (1) Are the reports of cognitive problems valid, namely, do people who report them actually show deficits in cognitive functioning? and (2) If so, are these deficits indicators of traumatic brain injury (TBI) or other processes such as emotional distress or distraction secondary to pain?

The present study addresses the first question because research to date has not provided a definite answer. There is some evidence that people with WADs show deficits on neuropsychologic tests of attentional processes and perhaps memory,6, 7, 8, 9, 10, 11, 12 although findings have not been entirely consistent.13 When neuropsychologic deficits are found, some investigators attribute them to subtle brain injuries.14, 15 However, the more widely held view is that people with WAD perform poorly because of emotional dysfunction and the distracting effects of pain.7, 10, 13, 16

WAD patients in neuropsychologic studies have generally been examined in the aggregate, with no attempt to distinguish between ones with cognitive symptoms compared with ones without them. We are aware of only 1 study in which such a distinction has been made. Di Stefano and Radanov4 compared WAD patients with persistent neck pain and cognitive symptoms to patients with persistent neck pain but no cognitive symptoms. The 2 groups performed comparably on multiple tests of memory; however, participants with cognitive symptoms performed somewhat worse than ones without such symptoms on 3 of 6 tests designed to assess attention and concentration.

The present study compared people with WADs grades I and II who reported cognitive symptoms to ones who did not report such symptoms. The 2 groups were compared on well-established neuropsychologic tests of memory and concentration that have been used in several previous studies of WAD patients, the Trail-Making Test (TMT) and the Wechsler Memory Scale, third revision (WMS-III) (described later). Based on the available literature, we hypothesized that (1) people with WADs who report cognitive symptoms (CS+) will perform worse than those who do not report such symptoms (CS−) on attention-concentration tasks (TMT and working memory index of the WMS-III) but not on the other WMS-III indices, and (2) performance differences between CS+ and CS− will be eliminated when statistical controls for depressed mood and pain intensity are introduced.

Methods 

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Participants 

A convenience sample of people with a history of a WAD from an MVC (N=203) were evaluated 2 to 3 months after their MVC in preparation for participation in a treatment trial for persistent neck pain. Inclusion criteria were as follows: (1) neck pain attributed to an MVC in the past 2 to 3 months, (2) not hospitalized after MVC, (3) no indication of loss of consciousness, (4) no current substance abuse, and (5) ability to understand and read English. All participants met the Quebec Task Force classification of WADs, grades I or II.1 Demographic information and collision-related characteristics are enumerated in table 1. The study was approved by the Biomedical Institutional Review Board at the University of Washington.

Table 1.

Comparisons Between Participants With (CS+) and Without (CS−) Cognitive Symptoms: Demographics, Collision-Related Variables, Legal Involvement, Use of Centrally Acting Drugs, and Symptoms

Characteristics
Mean, Mode, or Percent by CS+ vs CS− Status
Comparisons Between CS+ and CS−
CS+CS−
Demographic variables
Age (y)37.236.2t=.51 (NS)
Sex (% female)7172χ2=.02 (NS)
Education (y)5.705.67χ2=5.33 (NS)
Income4.494.32χ2=3.78 (NS)
Collision-related variables
Rated seriousness of MVC2.111.90χ2=5.87 (NS)
Estimate of damage sustained by vehicle§3.02.9χ2=2.73 (NS)
Legal involvement
Consulted an attorney (%)28%19%χ2=2.23 (NS)
Usage of centrally acting drugs
Reported using a muscle relaxant, antidepressant, anticonvulsant, or opioid19%10%χ2=3.60 (NS)
Symptoms
Pain severity2.762.21t=3.01 (P<.01)
CES-D19.9715.07t=3.61 (P<.001)
PASS69.8257.46t=3.49 (P<.01)
PCS15.3211.27t=2.87 (P<.01)
PFActS2.591.56t=3.90 (P<.001)
NDI16.5710.54t=6.39 (P<.001)

Abbreviation: NS, not significant.

Rating range: 5, some college; 6, college degree.

Rating range: 4, family income of $30,000–$40,000; 5, family income of $40,000–$50,000.

Rating range from 1 (minor) to 4 (extremely serious).

§

Rating range from 1 (< $500) to 4 (>$2500).

Taken from MPI (range, 0–6).

Procedures 

The WAD grade of each participant was confirmed by a physical examination to rule out neurologic injury and by anteroposterior and lateral cervical spine radiographs to rule out fracture or dislocation. Participants completed a background and history form and several self-report questionnaires (described later). In addition, a licensed neuropsychologist administered the WMS-III and the TMT.

Measures 

Background and history form 

The background and history form included demographic information (eg, age, ethnicity, income, education level), information about the MVC (eg, amount of damage to their vehicle), the types of treatments received (eg, use of centrally acting medications, including opioids, antidepressants, anticonvulsants, muscle relaxers), and legal consultation after the MVC (see table 1).

Symptom checklist 

Participants completed a generic symptom checklist on which they indicated the presence of any of 38 symptoms (table 2) that they may have noticed after their MVC. The symptom checklist consisted of symptoms frequently associated with WADs (eg, pain, tingling, numbness) and symptoms believed not to be specifically related to WADs (eg, gastrointestinal problems, shortness of breath). Two items on the symptom checklist addressed cognitive symptoms; specifically, they asked whether participants had experienced problems with memory or concentration since the MVC. Participants who endorsed the presence of either of these items were considered to be experiencing cognitive symptoms.

Table 2.

Frequency of Endorsing Symptom Checklist Items

Symptom
Percentage Endorsement
Participants With Cognitive Symptoms (CS+) (n=93)Participants Without Cognitive Symptoms (CS−) (n=110)
Cognitive symptoms
Memory problems710
Problems concentrating900
Symptoms suggestive of a cervical spine disorder (pain/neck)
Headaches7744
Numbness in your arms or hands3422
Tingling in your arms or hands3520
Weakness in your arms or hands4410
Pain in your arms or hands3214
Symptoms suggesting a persistent pain problem, but not specific for a cervical spine disorder (pain/nonspecific)
Muscle tenderness8160
Sleep disturbance8357
Fatigue7329
Joint pain or tenderness5941
Feel nervous and irritable6814
Depression5313
Symptoms suggesting a pain syndrome other than a cervical spine disorder (pain/not neck)
Generalized morning stiffness lasting >15min6039
Pain all over286
Stomach pains249
Abdominal cramps177
Feeling of swollen joints185
Pain or burning when urinating22
Symptoms that appear to have little to do with pain
Trouble breathing with exercise222
Feeling colder than others346
Trouble breathing lying flat174
Skin rashes123
Persistent diarrhea63
Excessive constipation54
Swollen ankles52
Blood in urine11
Unclassified symptoms
Chest pain or tightness367
Jaw pain2414
Clicking/popping sounds in jaw2216
Problems with balance317
Other problems with vision (ie, difficulty reading)344
Ringing/buzzing in ears (tinnitus)248
Need to urinate more at night197
Crawling sensations in legs55
Dizziness4312
Double vision150
Grinding teeth during sleep209

Question asked to participants: “Have you noticed any of the following since your accident?”

Self-report questionnaires 

All participants completed the following self-report instruments designed to assess: (1) neck disability (Neck Disability Index [NDI])17; (2) pain severity (pain severity subscale of the Multidimensional Pain Inventory [MPI])18; (3) depressed mood (Center for Epidemiological Studies−Depression Scale [CES-D])19; (4) catastrophizing (Pain Catastrophizing Scale [PCS])20; (5) generalized pain-related anxiety (Pain Anxiety Symptoms Scale [PASS])21; and (6) fear of specific neck movements (Pictorial Fear of Activities Scale [PFActS]).22, 23 The first 5 measures have been widely used in study with diverse samples of participants with persistent pain. They have all been shown to have good to excellent psychometric properties.

The PFActS is an instrument that was designed by the current investigators to assess the extent to which people with recent WADs are fearful of engaging in activities that might stress their necks. The PFActS consists of 72 photographs of a model engaging in activities that stress the cervical spine to a greater or lesser extent. Neck position (ie, extension, flexion, rotation), extent of cervical movement (minimal, extreme), arm position (ie, side, shoulder height, above head), and loading (ie, presence or absence of a standard object) are manipulated in a factorial fashion in the PFActS. The PFActS has shown good reliability and validity in samples of patients who have sustained WADs.22, 23

Neuropsychologic Tests 

Wechsler Memory Scale−Third Edition 

The WMS-III is among the most widely used measures of memory and has been used in numerous studies examining TBI24 and WADs.4, 9, 25 Its 8 indices (ie, auditory immediate, visual immediate, immediate, auditory delayed, visual delayed, auditory recognition, general memory, working memory tasks) provide comprehensive information about several different memory functions, and the working memory index has been considered a measure of attention and concentration.26

Trail-Making Test 

The TMT is part of the Halstead-Reitan Neuropsychological Battery.27 It requires people to connect consecutively numbered circles (Part A [TMT-A]) and then alternating letters and numbers (Part B [TMT-B]). The score is the time to complete each task. The test has variously been described as a test of attentional capacity, sequencing, visuomotor speed, cognitive flexibility, and set shifting ability.28, 29 It has been used widely in the neuropsychologic assessment of TBI24 and WADs.4, 6, 9, 10

Statistical Methods 

For purposes of the primary analysis, composite WMS-III scores were derived by calculating each participant’s average score on the 8 WMS indices. Participants were subdivided into 2 groups: CS+ (endorsed memory problems, concentration problems, or both) and CS− (did not endorse either problem). The primary analysis consisted of a t test, with CS+ versus CS− status as the independent variable and composite WMS-III as the dependent variable. A power analysis revealed that with α set at .05, at least 63 participants per group would be needed in order to detect a difference of 0.5 standard deviations with power of 0.8. The actual sample sizes (93 for CS+; 110 for CS−) were substantially greater than this minimum.

In further tests of associations between reported cognitive symptoms and actual neuropsychologic test performance, a series of t tests with Bonferroni adjustment were performed, in which CS+ and CS− participants were compared on the 8 WMS-III indices and on TMT-A and TMT-B. We then performed a series of univariate analyses to determine whether CS+ versus CS− status was related to demographic variables, accident variables, litigation status, use of centrally acting drugs, pain severity, emotional dysfunction, neck disability, and endorsement of symptoms on the symptom checklist. Variables found to be associated with CS+ versus CS− status were then entered into a multivariate logistic regression equation, with CS+ versus CS− as the dependent variable.

To evaluate the possibility that cognitive symptoms might have been associated with neuropsychologic test performance among participants who were relatively severely impacted by their WAD, secondary analyses were performed, in which participants were divided into high and low subgroups with respect to pain intensity and neck disability. Relations between CS+ and CS− status and neuropsychologic test performance were examined within these subgroups.

Results 

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Sixty-six (32%) of the 203 participants reported memory problems, 84 (41%) reported problems concentrating, and 110 (54%) reported neither problems in memory or concentration. There was a strong association between reporting of the 2 symptoms; most participants reported either no cognitive symptoms or both memory and concentration problems (χ2 test=81.6, P<.001). For purposes of analysis, participants were divided into 2 groups: CS+ (endorsing 1 or 2 cognitive symptoms, n=93) and CS− (endorsing no cognitive symptoms, n=110).

Differences Between Participants Who Endorsed the Presence of Cognitive Symptoms (CS+) and Those Who Did Not (CS−) 

We performed t tests and chi-square tests to determine whether CS+ and CS− participants differed in (1) demographic variables, (2) collision-related variables, (3) legal involvement, (4) use of centrally acting drugs, (5) pain intensity (MPI), (6) emotional functioning and coping (CES-D, PASS, PCS, PFActS), and (7) neck disability (NDI). Results are presented in table 1.

Demographics, MVC-Related Variables, Legal Involvement, and Use of Centrally Acting Drugs 

There were no statistically significant associations between CS status and age, sex, education, income, perceived severity of the collision, estimated vehicle damage, consultation with an attorney, or use of centrally acting drugs (see table 1).

Symptoms 

CS+ participants were significantly higher than those in the CS− group in pain severity (95% confidence interval [CI], 1.97– 2.45; P<.01), depressed mood (95% CI, 13.41–16.73; P<.001), pain anxiety (95% CI, 53.1–61.9; P<.01), catastrophizing (95% CI, 9.66–12.94; P<.01), fear of specific movements (95% CI, 1.20–1.85; P<.001), and perceived disability (95% CI, 9.32–11.68; P<.001) (see table 1).

Neuropsychologic Deficits 

The t tests revealed that CS+ and CS− participants did not perform differently on the WMS-III composite score or on either the TMT-A or TMT-B. Furthermore, t tests on each of the 8 WMS-III index scores failed to show any significant differences between CS+ and CS− participants.

Table 3 provides the performance means on the individual WMS-III indices and the TMT-A and TMT-B for CS+ and CS− participants combined, along with normative data for the tests reported in the literature. Study participants performed at least as well as normative samples on all of the measures, indicating that in the aggregate they were well within a normal range. To determine whether the high education level of our participants accounted for their good performance on the WMS-III and TMT, we performed follow-up analyses on the subset of our cohort (n=79) who had not completed college. The performance of these participants did not differ from that of normative samples on either the WMS-III indices or the TMT.

Table 3.

Comparisons Between WMS Index Scores of Study Participants and Scores Obtained in Normative Samples

WMS Index
Mean Scores of Participants
Normative Data
Difference
Auditory immediate memory106.2±15.0101.7±14.4t=3.46 (P<.001)
Visual immediate memory102.0±12.9102.8±13.7t=−0.67 (NS)
Immediate memory105.1±14.4102.8±14.5t=1.77 (NS)
Auditory delayed memory108.4±17.2101.9±14.1t=5.00 (P<.001)
Visual delayed memory101.9±12.4103.0±14.7t=−0.92 (NS)
Auditory-recognition-delayed memory107.2±16.1100.6±14.4t=5.08 (P<.001)
General memory107.4±13.6100.6±14.6t=4.17 (P<.001)
Working memory104.3±13.9100.8±12.4t=3.18 (P<.01)
TMT-A (s)24.4±8.328.5±10.1t=−2.70 (P<.01)
TMT-B (s)58.7±16.458.5±29.3t=.04 (NS)

NOTE. Values are mean ± standard deviation.

Normative data for the WMS are in WAIS-III.26 Normative data for the TMT among people aged 35 to 44 years (n=39) are taken from Tombaugh.29

Endorsement of Physical Symptoms 

The 38-item symptom checklist is shown in table 2, along with the percentages of CS+ and CS− participants who endorsed each symptom. To assess the possibility that participants’ endorsement of the memory and concentration items reflected a general set to endorse the presence of symptoms, the first and third authors grouped selected items from the entire symptom checklist into 5 groups: (1) cognitive problems, (2) pain/neck: symptoms that suggested a cervical spine problem (eg, tingling in arms or hands), (3) pain/nonspecific: symptoms that were consistent with a persistent pain problem but were not specific to a cervical spine condition (eg, sleep disturbance), (4) pain/not neck: symptoms that suggested pain syndromes other than ones involving the cervical spine (eg, abdominal pain), and (5) not pain: symptoms that appeared to have nothing to do with pain (eg, shortness of breath). Twenty-five items could be reliably assigned to a group. Each participant received 5 scores indicating how many items within each of the 5 groups he/she had endorsed. Each participant also received a total symptoms score on the checklist, indicating how many of the 36 items excluding the ones dealing with memory or concentration he/she endorsed.

The t tests revealed significant, Bonferroni adjustment, covariation between endorsement of cognitive items, and endorsement of other symptoms on the symptom checklist. Specifically, CS+ participants were significantly more likely than CS− participants to endorse pain/neck, pain/nonspecific, pain/not neck, and not pain items (all P<.001). They also had significantly higher total symptoms scores (P<.001).

Predictors of CS+ Versus CS− Status: Multivariate Analysis 

A forward conditional logistic regression analysis was performed, with CS+ versus CS− as the dependent variable. Independent variables were the total symptoms score and all the variables (see table 1) that had been found to be associated with CS status in univariate analyses: namely, pain intensity (MPI), NDI, CES-D, PASS, PCS, and PFActS scores. In this multivariate analysis, only the total symptoms score was found to predict CS status (Wald χ2=45.69, P<.001).

Secondary Analyses 

To evaluate the possibility that cognitive symptoms might have been related to neuropsychologic test performance among participants who were relatively severely impacted by their WAD, the association between CS+ versus CS− status and neuropsychologic performance was evaluated only for participants in the top third of the distribution of pain intensity scores. No statistically significant effects of CS+ versus CS− status were identified on either the WMS-III or the TMT. Comparable negative results occurred when participants in the top third of the distribution of NDI severity scores were selected.

Discussion 

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The finding that 46% of the participants reported memory and concentration problems is consistent with the high prevalence of these symptoms reported by other investigators.4 The hypothesis that cognitive symptoms would be associated with poor performance on specific neuropsychologic tests was not confirmed. Thus, the present study failed to replicate the findings reported by of Di Stefano and Radanov.4 The discrepancy between our results and those of Di Stefano and Radanov is not dramatic because they found performance differences between participants who reported cognitive problems and ones without such reports on only a small subset of the multiple neuropsychologic tests they administered. The discrepancy observed could be the result of several differences between the 2 studies, including the neuropsychologic tests selected, differences between the 2 cohorts in chronicity, and method of participant recruitment.

Conclusions 

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In the aggregate, participants in the present study performed at least as well as “normal” individuals. Thus, we did not find the deficits in neuropsychologic performance logical testing or advanced imaging studies designed to identify structural brain lesions. An appropriate alternative strategy would be one of watchful waiting combined with reassurance and education about the normal aftermath of an MVC to reduce the disability and distress of people with WADs grades I and II.30, 31

References 

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a Department of Physical Medicine and Rehabilitation, University of Washington, Seattle, WA

b Department of Anesthesiology, University of Washington, Seattle, WA.

Corresponding Author InformationReprint requests to Dennis C. Turk, PhD, Dept of Anesthesiology, Box 356540, University of Washington, Seattle, WA 98195

 Supported in part by the National Institute of Arthritis and Musculoskeletal Diseases and Skin Diseases, National Institutes of Health (grant no. AR47298).

No commercial party having a direct financial interest in the results of the research supporting this article has or will confer a benefit upon the author(s) or upon any organization with which the author(s) is/are associated.

PII: S0003-9993(07)00197-9

doi:10.1016/j.apmr.2007.03.004


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