Volume 86, Issue 12, Supplement , Pages 101-114, December 2005
Stroke Rehabilitation Patients, Practice, and Outcomes: Is Earlier and More Aggressive Therapy Better?
Article Outline
- Abstract
- Methods
- Results
- Discussion
- Limitations
- Conclusions
- Acknowledgments
- Appendix 1. Variables allowed to enter and leave regression models
- References
- Copyright
Abstract
Horn SD, DeJong G, Smout RJ, Gassaway J, James R, Conroy B. Stroke rehabilitation patients, practice, and outcomes: is earlier and more aggressive therapy better?
Objective
To examine associations of patient characteristics, rehabilitation therapies, neurotropic medications, nutritional support, and timing of initiation of rehabilitation with functional outcomes and discharge destination for inpatient stroke rehabilitation patients.
Design
Prospective observational cohort study.
Setting
Five U.S. inpatient rehabilitation facilities.
Participants
Poststroke rehabilitation patients (N=830; age, >18y) with moderate or severe strokes, from the Post-Stroke Rehabilitation Outcomes Project database.
Interventions
Not applicable.
Main Outcome Measures
Discharge total, motor, and cognitive FIM scores and discharge destination.
Results
Controlling for patient differences, various activities and interventions were associated with better outcomes including earlier initiation of rehabilitation, more time spent per day in higher-level rehabilitation activities such as gait, upper-extremity control, and problem solving, use of newer psychiatric medications, and enteral feeding. Several findings part with conventional practice, such as starting gait training in the first 3 hours of physical therapy, even for low-level patients, was associated with better outcomes.
Conclusions
Specific therapy activities and interventions are associated with better outcomes. Earlier rehabilitation admission, higher-level activities early in the rehabilitation process, tube feeding, and newer medications are associated with better stroke rehabilitation outcomes.
Key Words: Cerebrovascular accident , Outcome assessment , Rehabilitation , Severity of illness , Stroke
A MAJOR CHALLENGE in stroke rehabilitation practice is how best to customize available rehabilitation resources to meet the needs of patients to optimize outcomes.1 Failure to optimize rehabilitation interventions and therapies can result in too little or too much care relative to a patient’s needs and preferred outcomes. The association of stroke rehabilitation outcomes with process of care and patient characteristics has not been studied comprehensively. Stroke rehabilitation studies typically have been limited to a single set or subset of interventions and rarely examine all the processes of care concurrently.2 Other studies, most of which involved limited numbers of patients, have described physical therapy (PT),3, 4, 5, 6, 7 occupational therapy (OT),8, 9, 10, 11, 12 and speech and language pathology (SLP)13, 14, 15, 16 in terms of duration or frequency but have rarely described specific activities preformed during therapy sessions.
The introductory article in this series presents the motivation, purpose, and scope of this study, as well as an extended literature review that establishes the case for the multicenter Post-Stroke Rehabilitation Outcomes Project (PSROP)1 on which the findings presented in this article are based. Other articles in this series have documented the nature, scope, and variation of stroke rehabilitation practice as uncovered in the PSROP.17, 18, 19, 20, 21, 22, 23, 24
Building on previous articles in this series that identified individual links between stroke rehabilitation patient characteristics, practices, and outcomes, this article seeks to put all of these together and describe the most significant associations between patient characteristics, PT, OT, SLP, neurotropic medications, nutritional support, and timing of initiation of rehabilitation with motor and cognitive functional outcomes and discharge destination. In short, we want to determine how specific rehabilitation therapies relate to outcomes, taking into account patient covariates.
One suggestion that emerged in previous PSROP articles is that challenging patients to perform higher-order tasks as early as possible in their rehabilitation stay, even when they may not appear ready to take on such activities, is associated with better outcomes. In other words, stroke rehabilitation patients may be able to leap-frog over lower-level activities prescribed by current traditional practice. This article further tests the hypothesis that earlier and more aggressive therapies (such as earlier rehabilitation, newer medications, enteral feeding, and higher-level therapies from physical, occupational, and speech and language therapists) are associated with better outcomes, taking into account each patient’s demographic, health, and functional profile. The leap-frog hypothesis challenges conventional wisdom in rehabilitation that patients should move incrementally through the rehabilitation process and that patients should be challenged to perform activities that are only a notch above their previous level of performance in the rehabilitation process. Conventional wisdom is based, in part, on the human development axiom that one must learn to crawl before one can walk and on the notion that the patient should not be challenged excessively for fear that it may induce a sense of failure or stress, if not depression, and thus compromise outcome.
The PSROP is well equipped to evaluate associations between stroke rehabilitation patients, processes, and outcomes.17 It provides detailed, comprehensive data on stroke patient characteristics, rehabilitation treatments and interventions, and outcomes. It allows clinicians and researchers to drill down to the most meaningful level of resolution regarding the types of care rendered. Previous studies, as noted in the introductory article of this supplement, do not provide this level of resolution,1 nor do they provide the data required to determine how various sequences of services or activities may prove more efficient and effective than others in achieving better functional outcomes and more independent postdischarge living arrangements. This article presents promising insights that sometimes contradict conventional wisdom in stroke rehabilitation and suggest further exploration that is beyond the immediate scope of this article.
Methods
The methodology governing the full PSROP is provided by Gassaway et al17; Gassaway provides a detailed description of the larger study’s participating facilities, patient selection criteria, data collection instruments including their validity and reliability, and a detailed description of the project’s final study group. The methodology is summarized in Maulden et al.23 The institutional review boards at Boston University and at each participating inpatient rehabilitation facility (IRF) approved the study.
Subsets of Patients With Moderate and Severe Strokes
We examined a subset (n=1079) of the total 1161 patients in the U.S. PSROP database who had FIM scores available to categorize into case-mix groups (CMGs). Because we wanted to analyze the effects of the 3 primary rehabilitation therapies (PT, OT, SLP) and 1 site provided almost no SLP information to the PSROP database, we deleted all patients from that 1 site. To maintain sample sizes large enough to detect small effects, CMGs were combined into moderate (CMGs 104−107, 389 patients) and severe (CMGs 108−114, 441 patients) patient groups. We focused regression analyses on patients with moderate and severe strokes; there were too few patients with mild stroke to be analyzed at this time (CMGs 101−103, 62 patients).
Here we briefly define the variables found to be significant in the multivariate analyses that follow.
Patient variables (table 1) include demographic characteristics, health and functional status characteristics (type and location of stroke, body mass index [BMI], admission functional status [FIM score], admission severity of illness [Comprehensive Severity Index (CSI) and its components]), indications of neurobehavioral impairments, and prerehabilitation health care information. BMI on admission was categorized as underweight (<18.5kg/m2), normal (18.5−24.9kg/m2), overweight (25.0−29.0kg/m2), and obese (≥30.0kg/m2). Time from stroke symptom onset to rehabilitation admission was calculated from the number of days from first symptom onset to admission to a dedicated rehabilitation unit.
Table 1. Patient Variables for Moderate (CMGs 104–107) and Severe (CMGs 108–114) Stroke Groups for Multiple Regression Analyses
| Patient Variables | CMGs 104–107 (n=389) | CMGs 108–114 (n=441) | P |
|---|---|---|---|
| Demographic and health plan characteristics | |||
| Mean age (y) | 66.2 | 67.9 | .092⁎ |
| Female (%) | 48.1 | 46.9 | .781† |
| Race (%) | .611† | ||
| 64.5 | 61.2 | ||
| 16.7 | 18.6 | ||
| 18.8 | 20.2 | ||
| Payer (%) | .102† | ||
| 57.3 | 63.0 | ||
| 42.7 | 37.0 | ||
| Health and functional status characteristics | |||
| Type of stroke (%) | .068† | ||
| 22.9 | 28.6 | ||
| 77.1 | 71.4 | ||
| Side of stroke (%) | .304† | ||
| 46.3 | 42.2 | ||
| 42.9 | 43.3 | ||
| 9.3 | 11.6 | ||
| 1.5 | 3.0 | ||
| Location of stroke (%) | .030† | ||
| 20.1 | 13.8 | ||
| 30.9 | 39.2 | ||
| 6.2 | 4.1 | ||
| 37.3 | 37.4 | ||
| 5.7 | 5.4 | ||
| BMI/weight (%) | .115† | ||
| 4.4 | 3.9 | ||
| 44.5 | 36.7 | ||
| 33.4 | 37.6 | ||
| 17.7 | 21.8 | ||
| Mean admission total FIM ± SD | 71.6±9.9 | 43.1±12.6 | <.001⁎ |
| Mean admission motor FIM ± SD | 47.8±5.7 | 26.6±7.2 | <.001⁎ |
| Mean admission cognitive FIM ± SD | 23.8±7.3 | 16.5±7.6 | <.001⁎ |
| Mean admission CSI ± SD | 15.8±10.4 | 27.3±15.2 | <.001⁎ |
| Stroke symptoms | |||
| <.001† | |||
| 54.2 | 21.5 | ||
| 32.7 | 44.9 | ||
| 13.1 | 33.6 | ||
| <.001† | |||
| 10.0 | 7.5 | ||
| 86.1 | 76.0 | ||
| 3.9 | 16.6 | ||
| 14.9 | 32.9 | <.001† | |
| Neurobehavioral impairment | <.001† | ||
| 38.3 | 33.6 | ||
| 4.1 | 8.8 | ||
| 8.0 | 16.8 | ||
| 22.9 | 26.5 | ||
| 26.7 | 14.3 | ||
| Prerehabilitation health care | |||
| Mean no. of days from stroke symptom onset to rehabilitation admission ± SD | 11.4±12.7 | 18.5±29.5 | <.001⁎ |
⁎ t test. |
† Chi-square test. |
CSI, a disease-specific severity assessment system, calculates severity scores using individual components of physical findings and laboratory results at specified levels of abnormality found in a resident’s chart based on diseases defined by International Classification of Diseases, 9th Revision (ICD-9),25 coding. For stroke diagnosis, CSI components include degree of alertness, ataxia, aphasia, dysarthria, dyspnea, perceptual and sensation impairment, dysphagia, hemiplegia, lesion level, time postinjury, and acute confusion. The functional performance for each study patient on admission to and discharge from inpatient rehabilitation was obtained via retrospective chart review using the study site’s reporting of the FIM. We assumed all clinicians providing FIM data within IRFs as part of standard practice were FIM credentialed.17
A patient was defined as having neurobehavioral impairments if any of the following were present: (1) the patient had diagnoses associated with neurologic or behavioral impairment(s) documented in their chart (eg, major depression, ICD-9 codes 296.2 and 296.3); (2) mood or behavioral impairments were indicated in charted descriptors such as combative, agitated, restless, aggressive, anxious, depressed, emotionally labile, having hallucinations, flat affect, or impulsive; (3) cognitive impairments were indicated in charted descriptors such as decreased safety awareness, impaired or poor judgment or concentration, impaired memory, confused, disoriented, or lethargic; and (4) patients received certain neurotropic medication(s) but had no charted descriptions of mood/behavior or cognitive impairments.21 These neurotropic medications included antidepressants, benzodiazepines, anxiolytics, and antipsychotics. Process variables (table 2) included rehabilitation length of stay (LOS); details of PT, OT, and SLP activities derived from point-of-care intervention documentation forms; and use of specific treatments, including nutrition supplementation via tube feeding and neurotropic medications, obtained from postdischarge chart review.17, 18, 19, 20, 21, 22, 23
Table 2. Process Variables for Moderate (CMGs 104–107) and Severe (CMGs 108–114) Stroke Groups for Multiple Regression Analyses
| Process Variables | CMGs 104–107 (n=389) | CMGs 108–114 (n=441) | P |
|---|---|---|---|
| Mean LOS | 15.7±7.2 | 24.5±10.9 | <.001⁎ |
| PT (mean ± SD) | |||
| 43.5±13.6 | 41.4±13.9 | .033⁎ | |
| 0.7±1.0 | 2.5±2.3 | <.001⁎ | |
| 0.6±1.3 | 2.6±3.6 | <.001⁎ | |
| 3.2±3.1 | 6.1±3.9 | <.001⁎ | |
| 2.0±2.3 | 3.6±2.7 | <.001⁎ | |
| 0.5±0.9 | 1.5±1.4 | <.001⁎ | |
| 3.1±3.1 | 3.3±3.0 | .421⁎ | |
| 16.5±7.9 | 10.4±7.5 | <.001⁎ | |
| 2.9±3.5 | 1.0±1.7 | <.001⁎ | |
| 1.2±2.5 | 0.5±1.5 | <.001⁎ | |
| OT (mean ± SD) | |||
| 40.9±15.3 | 39.1±15.6 | .080⁎ | |
| 2.1±2.5 | 2.1±2.3 | .430⁎ | |
| 5.5±4.7 | 7.1±5.3 | <.001⁎ | |
| 1.6±1.8 | 2.7±2.6 | <.001⁎ | |
| 1.2±1.7 | 1.5±1.9 | .025⁎ | |
| 0.8±2.7 | 1.4±3.4 | .001⁎ | |
| 2.0±2.0 | 2.3±2.7 | .044⁎ | |
| 0.1±0.4 | 0.4±0.8 | <.001⁎ | |
| 3.5±3.8 | 1.6±2.0 | <.001⁎ | |
| 3.9±4.8 | 1.3±2.1 | <.001⁎ | |
| 2.0±3.2 | 0.8±1.9 | <.001⁎ | |
| 0.8±1.5 | 0.7±1.3 | .580⁎ | |
| 9.3±8.4 | 9.3±6.6 | .989⁎ | |
| 0.3±0.7 | 0.5±1.1 | .001⁎ | |
| 0.6±1.2 | 1.5±2.1 | <.001⁎ | |
| SLP (mean ± SD) | |||
| 25.6±16.2 | 31.5±15.2 | <.001⁎ | |
| 3.4±6.5 | 6.7±8.3 | <.001⁎ | |
| 2.1±4.2 | 2.3±4.0 | .394⁎ | |
| 0.4±1.5 | 0.8±2.2 | .005⁎ | |
| 2.9±4.8 | 4.0±5.4 | .002⁎ | |
| 0.3±1.3 | 0.6±1.8 | .005⁎ | |
| 0.9±2.1 | 0.8±1.7 | .408⁎ | |
| 1.6±2.8 | 3.1±4.1 | <.001⁎ | |
| 1.4±2.3 | 1.4±2.2 | .890⁎ | |
| 3.8±5.6 | 3.3±4.5 | .154⁎ | |
| 0.6±1.5 | 1.1±2.0 | <.001⁎ | |
| 0.9±2.2 | 1.7±2.9 | <.001⁎ | |
| 1.4±3.0 | 1.4±2.5 | .743⁎ | |
| 0.1±0.5 | 0.1±0.5 | .551⁎ | |
| 0.7±1.5 | 0.4±1.2 | .001⁎ | |
| Tube feeding use during rehabilitation (%) | <.001† | ||
| 5.4 | 24.9 | ||
| 1.3 | 6.4 | ||
| 93.3 | 68.7 | ||
| Neurotropic medications (%) | |||
| 2.8 | 3.0 | 1.000† | |
| 18.6 | 29.5 | <.001† | |
| 5.4 | 9.5 | .026† | |
| 7.5 | 14.3 | .002† | |
| 18.0 | 21.8 | .192† | |
| 4.6 | 12.9 | <.001† | |
| 6.4 | 12.5 | .003† | |
| 1.0 | 3.0 | .083† | |
| 0.5 | 8.6 | <.001† | |
| 3.3 | 13.2 | <.001† | |
| 10.3 | 17.7 | .003† | |
| 18.0 | 35.4 | <.001⁎ | |
| 11.3 | 13.2 | .459† |
⁎ t test. |
† Chi-square test. |
The study’s physicians, nurses, psychologists, social workers, and physical, occupational, recreational, and speech therapists each completed point-of-care intervention documentation forms for each patient treatment session. We calculated the total number of minutes per patient per day spent in each therapy (PT, OT, SLP) and in each therapy activity by dividing the total (full stay) number of minutes in each therapy activity by the LOS.18, 19, 20
Tube-feeding data included date, type, and reason a tube was placed and start and stop times of enteral formulas.22 Based on these data, we divided patients into 3 tube-feeding groups: (1) no tube feeding during rehabilitation (n=666), (2) tube feeding at any time during rehabilitation but discontinued before discharge (n=131), and (3) tube feeding for 100% of rehabilitation stay and discharged on tube feeding support (n=33). “Discharged on tube feeding support” was defined as (1) the patient’s last ordered diet type was nothing by mouth (no oral intake) or a speech and language pathologist was supervising all oral intake, (2) the CSI discharge severity indicator of the patient’s dysphagia status 24 hours before discharge indicated that the patient was unable to swallow liquids or solids, (3) a percutaneous endoscopic gastrostomy or other gastrostomy tube was in place, and (4) the patient was discharged to a skilled nursing facility (SNF) or home health. Group 3 patients—patients who received tube feeding for their entire rehabilitation stay and were discharged with tube feeding (n=33)—were excluded from regression analyses. They were sicker patients overall (higher CSI scores) but had similar motor and cognitive abilities on admission as other tube-fed patients. However, they had significantly lower abilities at the time of discharge, showing lack of progress during rehabilitation, which is supported by their short LOSs and discharge to institutional care.22 The project team determined they were an outlier group for whom the severity of dysphasia and subsequent recovery time frame were well outside usual recovery patterns.
Neurotropic medication information was collected at the drug level (including details about dosing and timing) and then grouped into categories by consensus of prescribing physicians of the PSROP clinical team based on similarity of drug content and effects on patients. Medications contained in drug categories used in these analyses, structured around medication groupings found in ePocrates,26 are listed elsewhere.21
Outcome variables (table 3) included discharge function, severity of illness, and discharge destination. Function, as measured by the FIM, was captured as recorded at discharge, and change in FIM score (total, motor, cognitive) from admission to discharge was calculated. We captured the maximum CSI score and calculated increases in severity during rehabilitation from admission CSI to maximum CSI scores, which includes the most aberrant signs and symptoms regardless of when they occur.
Table 3. Outcome Variables for Moderate (CMGs 104–107) and Severe (CMGs 108–114) Stroke Groups for Multiple Regression Analyses
| Outcome Variables | CMGs 104–107 (n=389) | CMGs 108–114 (n=441) | P |
|---|---|---|---|
| Severity (CSI) during rehabilitation | |||
| 23.0±14.7 | 41.4±23.3 | <.001⁎ | |
| 7.2±8.3 | 14.1±13.3 | <.001⁎ | |
| 6.4±7.1 | 14.8±14.1 | <.001⁎ | |
| FIM | |||
| 97.7±12.8 | 72.3±21.7 | <.001⁎ | |
| 26.2±10.8 | 29.1±16.9 | .003⁎ | |
| 69.9±10.0 | 50.4±16.8 | <.001⁎ | |
| 22.2±9.2 | 23.8±14.3 | .051⁎ | |
| 27.7±6.1 | 21.8±7.6 | <.001⁎ | |
| 4.0±3.6 | 5.2±4.5 | <.001⁎ | |
| Discharge destination (%) | <.001† | ||
| 93.3 | 67.1 | ||
| 4.9 | 24.5 | ||
| 1.8 | 8.4 |
⁎ t test. |
† Chi-square test. |
Analysis Methods
Descriptive statistics were used to compare patient characteristics, therapy interventions, and outcomes for patients with moderate and severe strokes (see Table 1, Table 2, Table 3). Chi-square tests were used for categoric data and t tests or analysis of variance for continuous data.
We used ordinary least squares (OLS) multiple regression to examine associations between “onset days” (days from symptom onset to rehabilitation admission), medications used, nutritional support, and minutes of PT, OT, and SLP activity per patient per day with each patient’s functional outcome at discharge, controlling for patient characteristics, stroke symptoms, neurobehavioral impairment, and rehabilitation LOS. We used logistic regression analyses to determine associations of the same patient characteristics and treatments with the outcomes of discharge destination to home or community or achieving specified increases in FIM components.
Variables entering regression models were checked for multicollinearity; no correlations were greater than .60. Stepwise R2 selection procedure for OLS regressions allowed independent variables to enter and leave each model. The importance of each predictor was determined by its F value (or Wald chi square in logistic regression). We created the most parsimonious model for each outcome by allowing only significant (P<.05) variables to remain in the model. Variables that were allowed to enter models are listed in appendix 1. All analyses were performed with SAS statistical software.a
Analyses were performed within moderate and severe (CMG) stroke subpopulations. For analyses involving FIM outcomes, we excluded patients who were discharged to acute care or to another rehabilitation facility (7 patients with moderate and 37 with severe stroke) because we did not have access to FIM data scored by other facilities on discharge to home or SNF. Missing continuous data resulted in exclusion of those subjects from analyses.
For both the moderate and severe stroke CMG groupings, we performed separate regression analyses that included (1) variables based on therapy activities during the entire rehabilitation stay (Table 4, Table 5) and (2) variables based on therapy activities during the first block of therapy only (Table 6, Table 7, Table 8). First block of therapy is defined as receiving PT, OT, and SLP for at least 3 hours each (4h for OT) and includes activity time during only the first 3-hour (4h for OT) block. Thus, sample sizes are smaller in the first block of therapy only (see Table 6, Table 7, Table 8), because some rehabilitation patients received therapy for less than the defined first block period. Reasons for defining these blocks of time are presented elsewhere.18, 19, 20
Table 4. Full Regressions for Moderate Stroke Patients CMGs 104–107
| Independent Variables | Discharge FIM (R2=.604, n=372)⁎† | Discharge Motor FIM (R2=.511, n=373)⁎ | Discharge Cognitive FIM (R2=.793, n=376)† | ||||||
|---|---|---|---|---|---|---|---|---|---|
| Coeff | F | P | Coeff | F | P | Coeff | F | P | |
| Patient variables | |||||||||
| −0.109 | 15.01 | <.001 | −0.073 | 9.04 | .003 | ||||
| −1.641 | 5.00 | .026 | |||||||
| −4.795 | 4.42 | .036 | |||||||
| −2.382 | 7.03 | .008 | |||||||
| 0.411 | 24.10 | <.001 | 0.403 | 31.39 | <.001 | ||||
| 0.666 | 86.25 | <.001 | 0.668 | 732.56 | <.001 | ||||
| −1.147 | 6.01 | .015 | |||||||
| −3.000 | 6.96 | .009 | |||||||
| −0.135 | 16.68 | <.001 | −0.090 | 9.97 | .002 | ||||
| Process variables | |||||||||
| −0.153 | 5.65 | .018 | −0.231 | 15.59 | <.001 | ||||
| −0.374 | 10.41 | .002 | |||||||
| −1.503 | 8.14 | .005 | −1.300 | 8.75 | .003 | ||||
| −0.781 | 4.98 | .026 | |||||||
| −0.373 | 5.26 | .022 | −0.395 | 7.78 | .006 | ||||
| 0.129 | 6.48 | .011 | |||||||
| 0.247 | 4.86 | .028 | |||||||
| −0.139 | 6.50 | .011 | |||||||
| 0.595 | 9.41 | .002 | |||||||
| −1.356 | 22.99 | <.001 | −0.803 | 12.26 | .001 | ||||
| −0.971 | 7.76 | .006 | |||||||
| −0.426 | 4.67 | .031 | |||||||
| 0.249 | 7.25 | .007 | 0.261 | 10.16 | .002 | ||||
| 0.189 | 12.16 | <.001 | 0.130 | 7.32 | .007 | ||||
| −0.223 | 5.14 | .024 | −0.193 | 5.16 | .024 | ||||
| 1.064 | 12.76 | <.001 | 0.627 | 6.54 | .011 | ||||
| −0.570 | 11.14 | <.001 | −0.397 | 8.73 | .003 | −0.162 | 7.59 | .006 | |
| 0.341 | 4.22 | .041 | |||||||
| 0.208 | 7.00 | .009 | 0.137 | 4.41 | .037 | 0.054 | 4.18 | .042 | |
| 0.529 | 6.44 | .012 | |||||||
| −0.696 | 5.92 | .016 | |||||||
| Medications | |||||||||
| 3.140 | 8.68 | .003 | 2.227 | 5.73 | .017 | 0.725 | 3.90 | .049 | |
| 6.127 | 9.28 | .003 | 4.625 | 7.29 | .007 | ||||
| 1.260 | 4.96 | .027 | |||||||
| −7.641 | 19.65 | <.001 | −4.577 | 9.60 | .002 | −1.894 | 9.91 | .002 | |
⁎ Missing 4 discharge motor FIM scores. |
† Missing 1 discharge cognitive FIM scores. |
Table 5. Full Regressions for Severe Stroke Patients CMGs 108–114
| Independent Variables | Discharge FIM (R2=.728, n=372)⁎ | Discharge Motor FIM (R2=.676, n=372)⁎ | Discharge Cognitive FIM (R2=.796, n=376) | Discharge Home and Assisted Living (c=.836, n=413) | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Coeff | F | P | Coeff | F | P | Coeff | F | P | Coeff | Wald | P | |
| Patient variables | ||||||||||||
| −0.219 | 25.80 | <.001 | −0.202 | 31.94 | <.001 | |||||||
| −3.253 | 4.74 | .030 | −2.981 | 5.58 | .019 | |||||||
| 0.430 | 12.96 | <.001 | 0.378 | 15.48 | <.001 | 0.075 | 10.39 | .001 | ||||
| 0.880 | 81.82 | <.001 | 0.297 | 14.99 | <.001 | 0.575 | 345.80 | <.001 | ||||
| −1.429 | 8.48 | .004 | ||||||||||
| 6.041 | 7.24 | .008 | 5.010 | 7.14 | .008 | |||||||
| −4.185 | 6.64 | .010 | −2.389 | 24.54 | <.001 | |||||||
| −0.085 | 18.01 | <.001 | −0.080 | 22.81 | <.001 | |||||||
| Process variables | ||||||||||||
| 0.180 | 7.38 | .007 | 0.091 | 30.42 | <.001 | 0.037 | 7.29 | .007 | ||||
| −0.880 | 8.97 | .003 | −0.948 | 17.01 | <.001 | −0.210 | 7.41 | .007 | ||||
| −1.547 | 22.80 | <.001 | −1.469 | 33.71 | <.001 | |||||||
| 0.167 | 16.42 | <.001 | ||||||||||
| 0.527 | 31.19 | <.001 | 0.497 | 39.60 | <.001 | 0.065 | 8.12 | .004 | ||||
| 2.010 | 29.02 | <.001 | 1.845 | 35.87 | <.001 | 0.427 | 16.8 | <.001 | 0.364 | 9.57 | .002 | |
| −0.094 | 11.39 | <.001 | ||||||||||
| −0.701 | 6.37 | .012 | −0.225 | 8.09 | .005 | |||||||
| −0.567 | 4.85 | .028 | ||||||||||
| 0.234 | 7.17 | .008 | ||||||||||
| 0.310 | 11.73 | <.001 | ||||||||||
| 1.189 | 17.30 | <.001 | 0.998 | 17.20 | <.001 | 0.372 | 10.77 | .001 | ||||
| −0.361 | 8.05 | .005 | ||||||||||
| −0.179 | 6.76 | .010 | ||||||||||
| 0.129 | 7.79 | .006 | ||||||||||
| −0.282 | 19.99 | <.001 | ||||||||||
| 0.470 | 4.59 | .033 | ||||||||||
| 0.437 | 10.76 | .001 | 0.192 | 22.06 | <.001 | |||||||
| −0.985 | 9.03 | .003 | −0.692 | 6.49 | .011 | −0.457 | 21.69 | <.001 | ||||
| −0.102 | 5.60 | .018 | ||||||||||
| 3.651 | 5.60 | .019 | 4.172 | 9.80 | .002 | |||||||
| Medications | ||||||||||||
| −3.867 | 7.50 | .007 | −3.447 | 8.35 | .004 | |||||||
| −10.70 | 16.77 | <.001 | −8.730 | 16.32 | <.001 | |||||||
| −6.388 | 12.40 | <.001 | −4.908 | 10.44 | .001 | |||||||
⁎ Missing 4 discharge motor FIM scores. |
Table 6. Full Regressions for Moderate Stroke Patients CMGs 104–107, First Therapy Block Only
| Independent Variables | Discharge FIM (R2=.546, n=283)⁎ | Discharge Motor FIM (R2=.480, n=283)⁎ | Discharge Cognitive FIM (R2=.772, n=287) | ||||||
|---|---|---|---|---|---|---|---|---|---|
| Coeff | F | P | Coeff | F | P | Coeff | F | P | |
| Patient variables | |||||||||
| −0.154 | 19.81 | <.001 | −0.143 | 23.95 | <.001 | −0.024 | 4.69 | .031 | |
| −2.943 | 7.73 | .006 | |||||||
| 2.318 | 4.40 | .037 | |||||||
| 0.481 | 23.95 | <.001 | 0.457 | 30.55 | <.001 | ||||
| 0.613 | 52.83 | <.001 | 0.688 | 619.09 | <.001 | ||||
| −1.181 | 5.52 | .020 | |||||||
| −4.853 | 9.69 | .002 | −5.598 | 18.09 | <.001 | ||||
| −0.094 | 6.09 | .014 | −0.078 | 5.72 | .018 | ||||
| Process variables | |||||||||
| −0.205 | 7.57 | .006 | −0.189 | 8.74 | .003 | ||||
| −0.161 | 5.34 | .022 | |||||||
| −0.095 | 8.30 | .004 | |||||||
| 0.059 | 10.23 | .002 | 0.046 | 8.15 | .005 | ||||
| −0.060 | 5.27 | .022 | |||||||
| −0.060 | 6.10 | .014 | −0.050 | 6.12 | .014 | ||||
| 0.038 | 5.75 | .017 | |||||||
| 0.093 | 4.79 | .030 | 0.115 | 10.16 | .002 | ||||
| −0.162 | 19.64 | <.001 | −0.091 | 9.60 | .002 | −0.028 | 5.27 | .023 | |
| Medications | |||||||||
| 6.655 | 4.67 | .032 | 5.173 | 3.87 | .050 | ||||
| −7.560 | 11.39 | <.001 | −7.446 | 15.00 | <.001 | ||||
| 2.972 | 5.27 | .022 | 2.388 | 4.65 | .032 | ||||
| −7.076 | 6.32 | .013 | |||||||
| −4.962 | 5.61 | .019 | −2.320 | 11.17 | .001 | ||||
| 1.180 | 3.97 | .047 | |||||||
⁎ Missing 4 discharge motor FIM scores. |
Table 7. Full Regressions for Severe Stroke Patients CMGs 108–114, First Therapy Block Only
| Independent Variables | Discharge FIM (R2=.559, n=331)⁎ | Discharge Motor FIM (R2=.479, n=331)⁎ | Discharge Cognitive FIM (R2=.742, n=335) | Discharge Home and Assisted Living (c=.745, n=365) | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Coeff | F | P | Coeff | F | P | Coeff | F | P | Coeff | Wald | P | |
| Patient variables | ||||||||||||
| −0.330 | 30.98 | <.001 | −0.324 | 43.14 | <.001 | |||||||
| −1.153 | 5.33 | .022 | ||||||||||
| 1.289 | 9.39 | .002 | ||||||||||
| 0.635 | 17.78 | <.001 | 0.656 | 27.53 | <.001 | 0.113 | 31.66 | <.001 | ||||
| 0.959 | 63.71 | <.001 | 0.216 | 4.65 | .032 | 0.666 | 362.28 | <.001 | ||||
| −0.081 | 3.92 | .048 | −0.031 | 8.83 | .003 | |||||||
| −1.063 | 4.23 | .041 | ||||||||||
| −7.871 | 11.53 | <.001 | −6.094 | 9.73 | .002 | −1.482 | 6.08 | .014 | ||||
| 3.405 | 4.53 | .034 | ||||||||||
| −4.846 | 5.20 | .023 | −1.964 | 11.11 | .001 | −0.671 | 4.12 | .042 | ||||
| 3.364 | 5.04 | .026 | ||||||||||
| −0.119 | 21.47 | <.001 | −0.114 | 27.62 | <.001 | −0.014 | 4.07 | .045 | ||||
| Process variables | ||||||||||||
| 0.395 | 22.26 | <.001 | 0.246 | 12.78 | <.001 | 0.127 | 36.58 | <.001 | 0.068 | 25.50 | <.001 | |
| −0.170 | 6.54 | .011 | −0.168 | 9.03 | .003 | |||||||
| 0.121 | 13.06 | <.001 | 0.106 | 13.95 | <.001 | |||||||
| 0.337 | 4.81 | .029 | 0.268 | 4.27 | .040 | 0.126 | 9.01 | .003 | ||||
| −0.070 | 4.37 | .037 | ||||||||||
| 0.176 | 6.57 | .011 | 0.159 | 7.48 | .007 | |||||||
| 0.023 | 5.16 | .024 | ||||||||||
| −0.041 | 4.87 | .028 | ||||||||||
| 4.850 | 6.19 | .013 | 4.700 | 7.93 | .005 | |||||||
| Medications | ||||||||||||
| −5.346 | 8.27 | .004 | −4.616 | 8.73 | .003 | |||||||
| −3.663 | 4.95 | .027 | −4.206 | 9.03 | .003 | −0.593 | 5.22 | .022 | ||||
⁎ Missing 4 discharge motor FIM scores. |
Table 8. Significant Therapy Variables Predicting Discharge FIM Walk and Toilet Transfer Levels, First Therapy Block Only
| Independent Variables | 3 to 18 Hours of PT | 3 to 24 Hours of PT⁎ | 3 to 77 Hours of PT† | ||||||
|---|---|---|---|---|---|---|---|---|---|
| Coeff | Wald | P | Coeff | Wald | P | Coeff | Wald | P | |
| Walking patients starting at admission FIM locomotion/walk level 1 and ending at level 4 or higher | n=119, c=.864 | n=151, c=.836 | n=177, c=.786 | ||||||
| PT: gait (min in first 3h of therapy) | 0.047 | 15.29 | <.001 | 0.042 | 16.52 | <.001 | 0.040 | 18.77 | <.001 |
| PT: transfers (min in first 3h of therapy) | −0.061 | 9.51 | .002 | −0.027 | 3.76 | .052 | |||
| PT: community mobility (min in first 3h of therapy) | −0.255 | 5.63 | .018 | −0.232 | 5.02 | .025 | |||
| OT: home management (min in first 4h of therapy) | 0.072 | 4.81 | .028 | ||||||
| Admission FIM motor score | 0.079 | 7.52 | .006 | ||||||
| Dysphagia not otherwise specified | −0.914 | 4.96 | .026 | ||||||
| Neurobehavioral impairment: cognitive disturbances | 2.481 | 6.25 | .012 | ||||||
| Neurobehavioral impairment: mood disturbances | −1.051 | 6.09 | .014 | ||||||
| LOS | 0.093 | 6.04 | .014 | 0.084 | 9.10 | .003 | 0.066 | 11.46 | <.001 |
| No. of days from stroke symptom onset to rehabilitation admission | −0.017 | 4.34 | .037 | ||||||
| Patients starting at admission FIM toilet transfer level 1 and ending at level 4 or higher | n=113, c=.863 | n=136, c=.857 | n=163, c=.837 | ||||||
| PT: gait (min in first 3h of therapy) | 0.033 | 8.63 | .003 | 0.037 | 11.72 | <.001 | 0.039 | 13.34 | <.001 |
| OT: feeding/eating (min in first 4h of therapy) | −0.042 | 5.63 | .018 | −0.035 | 5.60 | .018 | −0.034 | 6.08 | .014 |
| SLP: reading comprehension (min in first 3h of therapy) | 0.078 | 5.70 | .017 | 0.064 | 5.11 | .024 | 0.078 | 8.38 | .004 |
| Admission FIM motor score | 0.126 | 8.44 | .004 | 0.091 | 4.73 | .030 | 0.113 | 9.87 | .002 |
| Maximum severity score (CSI) | −0.026 | 4.34 | .037 | ||||||
| LOS | 0.071 | 5.83 | .016 | 0.037 | 4.76 | .029 | |||
| Sedating antihistamine medication | −2.760 | 4.27 | .039 | ||||||
| New antinausea/antivomiting medication | −1.641 | 5.07 | .024 | ||||||
⁎ Includes first (3–18h) column. |
† Includes first 2 (3–18h and 3–24h) columns. |
For first block analyses we included only time in each activity (excluding time spent in assessment) during the first block of PT, OT, and SLP treatment time, regardless of the total number of therapy blocks a patient received during the entire rehabilitation stay. This ensured that patients were functioning at the identified FIM locomotion, transfer, and communication levels (as measured by admission FIM score), among others, at the time of receiving the therapy activities. Because we did not measure incremental increases in FIM scores during the rehabilitation stay, it was important to reduce the confounding effect of naturally improving function (natural recovery) over the course of rehabilitation. Associating outcomes at discharge with time in activities throughout the whole stay might be confounded by the natural recovery process. By using the first block of therapy, we hypothesized that patients would not have time to improve their functioning naturally as they might have if we included all therapy blocks in regression analyses.
Results
Patient, Process, and Outcomes Characteristics
Patient, process, and outcome characteristics for the 830 patients with moderate and severe stroke are presented in Table 1, Table 2, Table 3, respectively. Demographically, the samples are similar, although the severe stroke group is slightly older. As expected, the severe stroke group differed significantly in many other patient characteristics (see table 1). They had significantly higher admission severity scores (CSI), and individual component scores of the CSI (dysphagia, complete hemiplegia or worse, aphasia, mood and cognitive disturbances) also were more severe. By definition, the severe stroke group also had significantly lower admission FIM scores (total, motor, cognitive). In addition, the severe stroke group had more time between onset of stroke symptoms and rehabilitation admission.
Many process variables also were significantly different between the moderate and severe stroke groups (see table 2). Rehabilitation LOS was significantly longer for the severe stroke group. Time spent in therapy activities varied among the 2 groups, often significantly. Significantly more time was spent on higher-level PT (gait, advanced gait, community mobility), OT (home management and community integration), and SLP activities (executive function skills) in the moderate stroke group. Tube feeding was used significantly more with patients with severe stroke. Medications administered to the 2 groups also were different for several classes of neurotropic medications: there was greater use of opioid analgesics, analgesic muscle relaxants, new selective serotonin reuptake inhibitors (SSRIs), atypical antipsychotics, anti-Parkinson’s medications, modafinil, neurostimulants, other antidepressants, and old antinausea and antivomiting medications in patients with severe stroke.
Outcome measures also varied significantly for patients with moderate and severe stroke. Discharge total, motor, and cognitive FIM scores were higher for patients with moderate stroke. However, patients with severe stroke achieved greater increases in total, motor, and cognitive FIM scores from admission to discharge. Discharge and maximum CSI scores were significantly higher (indicating sicker patients) for patients with severe stroke; patients with severe stroke also had a greater increase in severity during rehabilitation. Significantly more patients with moderate stroke were discharged to home or community (see table 3).
Regression Results for All Patients With Moderate and Severe Stroke
We allowed many variables (eg, demographics; function at admission [FIM score]; medical severity of illness [maximum CSI score]; components of severity; stroke location; minutes per day spent on PT, OT, and SLP activities; medication class; nutritional support; LOS) (see Table 1, Table 2) to enter stepwise selection regression models to identify those variables associated with higher or lower functional outcome by discharge or more or less likelihood of being discharged to home or community versus institution (SNF, hospital, other rehabilitation center).
Table 4, Table 6 present 2 regression approaches for patients with moderate CMG (104−107) stroke, and Table 5, Table 7 present 2 regression approaches for patients with severe CMG (108−114) stroke. The first approach for each group contained information and interventions from the full rehabilitation stay (see table 4); the second approach (see table 6) used the amount of PT, OT, and SLP from the first block of therapy only. Outcomes included discharge total, motor, and cognitive FIM scores. In addition, for the severe stroke group (CMG 108−114) we included discharge destination as a fourth outcome. Discharge destination was not used as an outcome for patients with moderate stroke because almost all of these patients went home (see table 3).
Demographic Variables
In each model, older patients were associated with lower discharge FIM scores for at least 2 specified outcomes. Race (ie, black) was associated with lower discharge total and motor FIM scores for patients with severe stroke.
Health and Functional Status Variables
Stroke locationPatients in the moderate group with brainstem and cerebellar strokes were associated with lower discharge motor FIM scores.
Admission FIM scorePatients with higher admission motor and cognitive FIM scores were associated with higher discharge FIM scores and with more likelihood of being discharged home.
Severity of illnessMaximum severity scores were associated with lower discharge total and cognitive FIM scores in the first block analyses of patients with severe stroke. The high correlation of maximum severity score and admission FIM score in patients with severe stroke (r =−.491, P<.001) partially explains the CSI’s overall lack of significance in regression models that include the entire rehabilitation stay. However, components of the CSI including aphasia, levels of motor impairment, neurobehavioral impairment, and dysphagia entered each model as indicated. Patients with an aphasia diagnosis were associated with lower discharge cognitive FIM scores during rehabilitation (all models).
When the CSI and its related components were not allowed to enter models by not including them in the variable selection list, the R2 and c statistics changed little (between 0% and 4.3%). Also, none or very few other predictors changed. Hence, the models were stable. This indicates that it is important to control for the CSI and its components but that other detailed process predictor variables correlate sufficiently with the CSI to retain the overall explanatory power of the models. When detailed process data were not available, the CSI explained between 12% and 20% of additional variation in outcomes beyond patient demographic data.17
Time of onset of symptoms to rehabilitation admissionIn all models, more time from onset of stroke symptoms to rehabilitation admission was associated with lower discharge total and motor FIM scores.
Process Variables
Length of stayLonger rehabilitation LOS was associated significantly with lower discharge total and motor FIM scores for patients with moderate stroke. In contrast, however, for patients with severe stroke, longer LOS as associated significantly with higher discharge total and cognitive FIM scores and greater likelihood of being discharged to home.
TherapyA variety of PT, OT, and SLP activities were associated significantly with higher or lower discharge FIM scores and discharge destination. Consistently, more minutes per day spent in PT gait activities, OT upper-extremity control and home management activities, and SLP problem-solving activities were associated significantly with higher discharge FIM scores and greater rates of discharge to home. Other therapy activities were associated consistently with lower discharge FIM scores: more minutes per day spent in PT bed mobility and sitting, OT bed mobility, and SLP auditory comprehension and orientation.
MedicationsUse of anti-Parkinson medications (bromocriptine, pergolide, pramipexole, carbidopa/levodopa, amantadine) was associated significantly with lower discharge FIM scores. Interestingly, only 5 (0.6%) patients had a diagnosis of Parkinson’s disease. Use of new SSRI medications (citalopram, escitalopram), opioid analgesics (codeine, fentanyl, hydrocodone, hydromorphone, methadone, morphine, oxycodone, propoxyphene), and atypical antipsychotics (clozapine, olanzapine, quetiapine, risperidone) were associated with higher discharge FIM scores; however, use of older SSRI medications (fluoxetine, paroxetine, sertraline) had a significant association with lower discharge FIM scores.
Tube feedingEnteral tube feeding was associated significantly with higher discharge total and motor FIM scores for patients with severe stroke, even when controlling for degree of dysphagia and other variables. It was not a significant variable in regression models for patients with moderate stroke.
Regression Results for Patients Admitted at FIM Locomotion Level 1 or Toilet Transfer Level 1
It could be argued that, in Table 4, Table 5, Table 6, Table 7, discharge FIM scores do not isolate adequately the effects of individual therapies to specific areas of function because we look at the impact of individual therapy activities on broad categories of function such as total FIM and motor FIM scores. In table 8, we take a more focused approach. We looked at patients in the severe stroke group who started at FIM locomotion/walk level 1 (n=177) and tried to determine which therapies in the early stages (first block only) made a difference in getting patients from locomotion/walk level 1 to a locomotion/walk level of 4 or higher. We also wanted to consider how important the first block of therapy was regardless of how many additional blocks of therapy a patient received in total. Here, we found that minutes of gait training in the first block of therapy was consistently the most important PT activity associated with better outcome, regardless of the total amount of PT rendered over the course of the rehabilitation stay, while controlling for other patient characteristics.
We also wanted to determine whether benefits of gait training generalized to other lower-level functional areas that one might focus on before gait training. In this case, we arbitrarily chose toilet transfer and considered those patients who started at toilet transfer level 1 and progressed to level 4 or higher (see table 8). Again, we found that amount of time spent on gait in the first block was the most important predictor in advancing from FIM toilet transfer level 1 to level 4 or higher, while controlling for other patient covariates. Early gait training appears to allow the patient to leap-frog over lower levels of toilet transfer.
Discussion
Many of the results in Table 4, Table 5, Table 6, Table 7, Table 8 are in the expected direction and are consistent with findings in other studies that have examined the relation between patient characteristics, functional status, LOS, and outcome. What is different here is the ability to examine how specific therapy activities, medications, and other interventions are associated with outcomes. There are 2 consistent findings across all regressions presented in this article. The first is that earlier is associated with better. We found a strong and consistent negative association between time of stroke symptom onset to rehabilitation admission and functional outcomes. In other words, the sooner a patient with stroke starts inpatient rehabilitation after his/her stroke, no matter how severe, the better the outcome. Moreover, we find that earlier gait activities, particularly in the first block of PT, have a significant association with outcome, regardless of how much additional therapy a patient receives or what his/her admission functioning level (FIM score) is. This second finding supports more aggressive therapy. That is, earlier participation in higher-order, more challenging therapy activities, even at the outset in the first block of therapy and even for low-functioning patients, is associated with better outcomes in general, and extended participation in lower-level activities often is associated with worse outcomes. Participation in higher-order or more difficult therapeutic activities appears to assist in the improvement of lower-level functional activities, even without direct attention to that activity. This last observation was most evident in examining how gait training during the first block of therapy was associated strongly with greater independence in toilet transfers (see table 8). Also, Hatfield et al20 found that it may not be necessary to spend much time enhancing basic verbal expression skills. Instead, therapists should initiate problem-solving activities, and the verbal expression will come back in the process.
These findings challenge conventional wisdom in rehabilitation practice. It is important to understand the nature of this conventional wisdom and how it arises. Rehabilitation clinicians work with patients in particular ways based on how they were taught or based on therapeutic theories and approaches espoused by textbook authors. Although often unsupported by scientific evidence, the theories and approaches make a good deal of intuitive sense and become incorporated into conventional wisdom and practice.
A few examples may be helpful here. Consider Rood’s clinical maxim: “Proximal stability before distal mobility.” It suggests that a patient cannot learn to use their hands or feet if their trunk and proximal limbs are weak. Consider a clinical rule of thumb in rehabilitation: activities should be planned to allow a patient to be successful for 80% of trials, thus minimizing his/her frustration and risk of depression due to excessive experience of failure. Also consider the theory underlying neurodevelopmental treatment, developed from the pioneering pediatric rehabilitation work of Bobath. It is a therapeutic approach that can be described simplistically based on the observation that a child first learns to crawl and integrate spinal and brainstem reflexes before learning to walk. Finally, consider the theory underlying the Fugl-Meyer Assessment of motor recovery after stroke. It was developed as the first quantitative evaluative instrument for measuring sensorimotor stroke recovery, based on Twitchell and Brunnstrom’s observations and conceptualization of the “sequential stages of motor return” in hemiplegic patients with stroke.27 Collectively, these theories and approaches advocate starting at a patient’s current level of functioning and then building gradually toward recovery of normal function. Some of our findings challenge these time-honored theories and approaches.
Other findings actually reinforce conventional wisdom. The finding that earlier is better supports the rehabilitation axiom that patients should start rehabilitation sooner rather than later and that delaying rehabilitation can have a deleterious effect on outcomes. Rehabilitation clinicians have long been concerned that, with extended stays in acute care, patients becomes progressively deconditioned and less able to partake fully in rehabilitation on transfer to a rehabilitation unit. Again, data analyses presented here suggest that the sooner patients with stroke, especially those with severe stroke, get to the rehabilitation setting, the more likely they are to have an optimal gain in FIM score and have the best chance of being discharged to home instead of being institutionalized. This may mean transferring patients who are not yet 100% stable (eg, may have a urinary tract infection or pneumonia) to a rehabilitation unit more quickly, rather than spending a few more days in the hospital waiting for complete stabilization.
Rehabilitation providers often wonder if the acute care hospital payment system encourages acute care providers to discharge patients to rehabilitation when they are not yet medically stable. The findings here suggest that “sicker and quicker” may in some cases be better. This inference is supported by the variables that have significant association with discharge total and motor FIM scores (see Table 4, Table 5, Table 6, Table 7). A longer time between onset of stroke symptoms and admission to inpatient rehabilitation was associated with reduced discharge FIM score, after controlling for overall severity of illness or its components. This suggests that earlier admission to rehabilitation, even if a patient’s severity of illness is increased according to a higher CSI score or its components, is associated with better outcomes. In any event, the findings should encourage more timely coordination in the handoff from acute care to rehabilitation for patients with stroke and more willingness of rehabilitation facilities to admit medically challenging, sicker, patients.
Once in rehabilitation, patients appear to have different responses to LOS. For patients in the moderate stroke CMGs (104−107), our findings indicate that there is a negative association of longer LOS with outcomes. However, for patients in the severe CMGs (108−114), our findings indicate that there is a strong positive association of longer LOS with outcomes. At the risk of overinterpreting these findings, one could conclude that patients with moderate stroke do better with shorter and more intense rehabilitation stays, whereas patients with severe stroke do better with a more extended rehabilitation process. More data analyses are needed to determine accurately the relation between rehabilitation LOS and outcomes among various subgroups of rehabilitation patients to identify more clearly the rehabilitation patients who would benefit from shorter or longer rehabilitation stays.
Common clinical practice also has a powerful sway in the choice of medications. A few years ago, stroke rehabilitation physicians were happy to adopt the use of SSRI medications for patients with depressed mood because of remarkably low side effect profiles compared with tricyclic antidepressants, which were notorious for side effects. The first generation of SSRIs included fluoxetine, sertraline, and paroxetine. A newer generation of SSRIs, including citalopram and escitalopram, has been developed and adopted into use by psychiatric physicians; however, rehabilitation physicians have been slower to adopt them. Given that there are few side effects from the first generation SSRIs and little to no research on the merits or side effects of newer SSRIs on patients undergoing stroke rehabilitation, there is no strong reason to shift to the unknown from the well established. However, our analyses indicate that stroke rehabilitation patients might benefit from such a shift.
It is also common clinical practice to avoid the use of antipsychotic medications, based on beliefs extrapolated from animal research and psychiatric literature that the antidopaminergic and anticholinergic effects of chlorpromazine and haloperidol, among others, could reduce alertness and learning capacity in stroke survivors. A new family of medications referred to as atypical antipsychotic medications (olanzepine, quetiapine, risperidone, ziprasidone) has seen little use in stroke rehabilitation because its newness, a long-standing bias against antipsychotic medications as a group, and the lack of randomized studies in the stroke population. This persists despite the growing literature showing nootropic effects of this family of medications.21 Our analyses indicate that patients with stroke might benefit from greater use of atypical antipsychotics. Conroy et al21 found that new atypical antipsychotic medications and second generation SSRIs appear to have a positive association with stroke rehabilitation outcomes.
Another family of medications for which there exists a long-standing bias against use in stroke rehabilitation is narcotic pain medications. Narcotics are understood to sedate patients, dull cognition, cause depression, and reduce respiratory drive and, therefore, are expected to diminish outcomes if used in stroke rehabilitation. A lack of specific research examining medication use in stroke rehabilitation allows common clinical practice to prevail. Our data suggest otherwise—that narcotic pain medications are effective in reducing pain and that patients make greater improvements in motor FIM scores with them than without, despite their sedating and cognitive dulling effects.21
In summary, the PSROP database is large enough that we can locate narrow subpopulations where actual clinical activities and interventions went against common clinical practice: patients given narcotic or atypical antipsychotic medications consistently, low-functioning patients (admission FIM scores of 1 for locomotion or toilet transfer) who participated in PT sessions in their first 3 hours of PT where they practiced gait activities, and patients requiring total assistance for toileting who participated in PT where a therapist practiced gait in the first 3 hours of therapy. Results from these analyses indicate a strong and consistent association of rehabilitation activities that challenge patients and stress them well beyond their current level with better outcomes; that is, they move quickly to practicing upper-extremity functional activities rather than focusing on trunk strengthening. (The trunk will strengthen secondarily out of necessity.) There seem to be positive benefits for patients to jump ahead in the established sequence of activities and leap-frog into activities that might seem excessively challenging for them according to common clinical practice.
These findings challenge rehabilitation providers to rethink how they approach patients. They suggest that many current strategies about how to help a patient improve may not be optimal. Work carried out in the PSROP is not intended to reduce the value of rehabilitation but to discover its best aspects. Rehabilitation clinicians will continue to work on trunk stability, make sure a patient can move in bed, and choose to use fluoxetine at times. The difference may be in the timing and knowing when is the best opportunity to use each technique with specific types of patients.
The findings presented here are based on findings from facilities in the United States. The larger study also included a rehabilitation facility in New Zealand. Overall, the findings here are consistent with findings arising from our comparison of practice and outcomes between facilities in the United States and New Zealand, presented in this supplement by McNaughton et al.28 This comparison notes that U.S. stroke rehabilitation patients received earlier and more intense rehabilitation and had better outcomes despite presenting a more severe clinical profile on admission.
Limitations
Several of the PSROP’s limitations are noted in the study’s baseline methods article by Gassaway et al17 and in other articles in this supplement.18, 19, 20, 21, 22, 23 Observational studies such as this, however, naturally raise several concerns. We want to address 3 of them: (1) controlling for patient differences, (2) selection bias, and (3) association versus causation. The first 2 are closely related.
The strength of an observational study depends on the study’s ability to control for patient differences that would otherwise be addressed through randomization. In the absence of randomization, it is critical that important patient covariates be addressed adequately. As noted in the study’s baseline methods article,17 the study’s use of the admission FIM and the CSI scores provides a comprehensive patient functional and severity profile, although there is always the chance that some unknown critical variable may have been overlooked.
Selection bias is a concern when patients are not randomly assigned to certain treatment arms or when some patients fail to enroll in the study or drop out. In this study, there was no treatment arm, sham treatment, or placebo; the study examined only existing practice. Moreover, in this study, patients entered the study consecutively as they were admitted to the facility. There was no formal enrollment or informed consent because no new intervention was being introduced—and thus there were no dropouts that might otherwise bias the study sample.
The chief criticism of any observational study of this genre is that association is not causation. We agree. But when associations remain consistent regardless of how the study group is partitioned or when the findings are tested from other vantage points, the evidence becomes increasingly persuasive and needs to be taken seriously despite the exploratory nature of the study. One of the next steps is to determine the predictive validity of the study’s findings. One way this can be done is to implement the findings as suggested here and then evaluate whether the outcomes observed are those that were predicted. The field also could conduct 1 or more randomized clinical trials to test these findings to determine more conclusively the predictive validity of the findings. A more formal trial of the study’s leap-frog hypothesis would be particularly compelling.
The analyses presented here examine the relation between rehabilitation activities and interventions and outcomes on discharge from rehabilitation. These findings would be even more compelling if they were also found to be true for longer-term outcomes (eg, 6 and 12mo postonset). Funding limitations simply did not allow the research team to look beyond the patients’ discharge statuses.
Conclusions
The PSROP’s database allows researchers and clinicians to examine a rich array of associations between rehabilitation patients, processes, and outcomes. The database enables investigators to discover treatment practices that are associated with better outcomes for patients with stroke, taking into account their demographic and clinical profiles. A key finding is that earlier and more aggressive therapy is better. We find that starting therapy sooner after a stroke and starting higher-order or more challenging activities sooner are associated with better outcomes, even with lower-level functioning patients. We find this to be the case for each of 3 rehabilitation sentinel therapies—PT (early gait activities), OT (early community mobility activities), and SLP (early problem solving activities). In the area of medication use, the analyses suggest that making the jump to newer SSRI antidepressant and atypical antipsychotic medications is associated with greater ability to benefit from inpatient rehabilitation for our patients.
These findings have significant implications for future research. Our findings suggest that health care providers need to shorten the duration from onset of stroke to onset of rehabilitation and to move patients as quickly as possible to higher-level, more difficult therapy activities and that rehabilitation providers may be able to shorten the LOS for some patients but increase the LOS for others. Validation studies may lead to changes in clinical practice and health policy as it relates to rehabilitation. These findings suggest continued study to reconsider target LOSs and payment weights associated with various CMGs in the IRF prospective payment system. They provide us the opportunity to develop more creative stroke rehabilitation “products” that could better coordinate each patient’s care from stroke onset to rehabilitation and to discharge.
A strength of the clinical practice improvement (CPI) approach is the ability to uncover best practices more quickly than conventional studies. Such practices can later be vetted in validation studies or through controlled trials. A dilemma we have now is determining what therapeutic activities and interventions are truly ready for prime-time controlled studies. By focusing exclusively on randomized studies, we risk wasting valuable rehabilitation research resources on studies that may show no or minimal differences. Through use of CPI studies, therapeutic activities and interventions can be identified and unproductive activities and interventions can be weeded out before such confirmatory studies. The results here require us to validate the findings (predictive validity) through actual implementation and perhaps clinical trials and to rethink aspects of stroke rehabilitation practice and policy.
Supplier
Acknowledgments
We acknowledge contributions of collaborators at each clinical site represented in the Post-Stroke Rehabilitation Outcomes Project: Brendan Conroy, MD (Stroke Recovery Program, National Rehabilitation Hospital, Washington, DC); Richard Zorowitz, MD (Department of Rehabilitation Medicine, University of Pennsylvania Medical Center, Philadelphia, PA); David Ryser, MD (Neuro Specialty Rehabilitation Unit, LDS Hospital, Salt Lake City, UT); Jeffrey Teraoka, MD (Division of Physical Medicine and Rehabilitation, Stanford University, Palo Alto, CA); Frank Wong, MD, and LeeAnn Sims, RN (Rehabilitation Institute of Oregon, Legacy Health Systems, Portland, OR); Murray Brandstater, MD (Loma Linda University Medical Center, Loma Linda, CA); and Harry McNaughton, MD (Wellington and Kenepuru Hospitals, Wellington, NZ). We also acknowledge the role of Alan Jette, PhD (Rehabilitation Research and Training Center on Medical Rehabilitation Outcomes, Boston University, Boston, MA).
Appendix 1. Variables allowed to enter and leave regression models
| Independent variables allowed: |
| Age |
| Female |
| Race – black |
| Race – other |
| Payer – Medicare |
| BMI – underweight |
| BMI – normal |
| BMI – overweight or obese |
| Stroke type – hemorrhagic |
| Brain side – right |
| Brain side – left |
| Brain side – bilateral |
| Stroke location – lobar |
| Stroke location – subcortical |
| Stroke location – brainstem/cerebellum |
| Stroke location – brainstem + subcortical |
| FIM score – admission motor |
| FIM score – admission cognitive |
| CSI severity score – maximum |
| Aphasia during rehabilitation |
| Level of motor impairment – severe |
| Level of motor impairment – moderate |
| Level of motor impairment – minimal |
| Dysphagia – unable to swallow solids or liquids |
| Dysphagia not otherwise specified |
| Dysphagia – none or missing |
| Neurobehavioral impairment – both mood/behavior disturbances + cognitive dysfunction |
| Neurobehavioral impairment – cognitive dysfunction |
| Neurobehavioral impairment – mood/behavior disturbances |
| Neurobehavioral impairment – neurotropic medication use, no mood/behavior or cognitive dysfunction |
| Number of days from stroke onset symptoms to rehabilitation |
| Rehabilitation length of stay |
| PT activity formal assessment, mean number of min/d |
| PT activity bed mobility, mean number of min/d |
| PT activity sitting, mean number of min/d |
| PT activity transfer, mean number of min/d |
| PT activity sit-to-stand, mean number of min/d |
| PT activity wheelchair mobility, mean number of min/d |
| PT activity pregait, mean number of min/d |
| PT activity gait, mean number of min/d |
| PT activity advanced gait, mean number of min/d |
| PT activity community mobility, mean number of min/d |
| OT activity formal assessment, mean number of min/d |
| OT activity bathing, mean number of min/d |
| OT activity dressing, mean number of min/d |
| OT activity grooming, mean number of min/d |
| OT activity toileting, mean number of min/d |
| OT activity feeding/eating, mean number of min/d |
| OT activity transfers, mean number of min/d |
| OT activity bed mobility, mean number of min/d |
| OT activity functional mobility, mean number of min/d |
| OT activity home management, mean number of min/d |
| OT activity community integration, mean number of min/d |
| OT activity leisure performance, mean number of min/d |
| OT activity upper-extremity control, mean number of min/d |
| OT activity wheelchair mobility, mean number of min/d |
| OT activity sitting balance, mean number of min/d |
| SLP activity formal assessment, mean number of min/d |
| SLP activity swallowing, mean number of min/d |
| SLP activity speech/intelligibility, mean number of min/d |
| SLP activity voice, mean number of min/d |
| SLP activity verbal expression, mean number of min/d |
| SLP activity alternative/nonverbal expression, mean number of min/d |
| SLP activity writing expression, mean number of min/d |
| SLP activity auditory comprehension, mean number of min/d |
| SLP activity reading comprehension, mean number of min/d |
| SLP activity problem solving, mean number of min/d |
| SLP activity orientation, mean number of min/d |
| SLP activity attention, mean number of min/d |
| SLP activity memory, mean number of min/d |
| SLP activity pragmatics, mean number of min/d |
| SLP activity executive functioning, mean number of min/d |
| Enteral tube feeding during rehabilitation |
| Anticonvulsant medication, new |
| Anticonvulsant medication, old |
| Anticonvulsants medication, detrimental to cognition |
| Antidepressant medication, other |
| Antidepressant medication SSRI, new |
| Antidepressant medication SSRI, old |
| Antidepressant tricyclic medication |
| Analgesic; muscle relaxant medication |
| Opioid analgesic medication |
| Sedating antihistamine medication |
| Benzodiazepine medication |
| Antinausea/antivomiting medication, old |
| Antinausea/antivomiting medication, new |
| Atypical antipsychotic medication |
| Traditional antipsychotic medication |
| Modafinil medication |
| Neurostimulant medication |
| Anti-Parkinson’s medication |
| Anxiolytic medication |
| Hypnotic medication |
| Reference categories (variables not allowed in regression models): |
| Brain side – unknown |
| Stroke location – unknown |
| Race – white |
| Neurobehavioral impairment – no mood/behavior or cognitive dysfunction or neurotropic medication use |
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Supported by the National Institute on Disability and Rehabilitation Research (grant no. H133B990005) and the U.S. Army and Materiel Command (cooperative agreement award no. DAMD17-02-2-0032). The views, opinions, and/or findings contained in this article are those of the author(s) and should not be construed as an official Department of the Army position, policy, or decision unless so designated by other documentation.No commercial party having a direct financial interest in the results of the research supporting this article has or will confer a benefit upon the author(s) or upon any organization with which the author(s) is/are associated.
PII: S0003-9993(05)01277-3
doi:10.1016/j.apmr.2005.09.016
© 2005 American Congress of Rehabilitation Medicine. Published by Elsevier Inc. All rights reserved.
Volume 86, Issue 12, Supplement , Pages 101-114, December 2005
